VAN ABEL BRIAN J (EVP, Chief Financial Officer) exercised options at XCEL ENERGY INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/22/2021ACC: 0001567619-21-001389
Officer· EVP, Chief Financial Officer
Since Mar 2020
-617.47
Net shares
Net seller
$40.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.13K acquired · 1.75K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.13K
Price / share
—
Trade value
—
% of position
6.4%
1/20/2021
17.67K→18.80K
Common Stock
Direct
Shares
−617.47
Price / share
$65.43
Trade value
$40.40K
% of position
3.3%
1/20/2021
18.80K→18.18K
Total
Net shares
+515.51
Net value
-$40.40K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/20/2021 | M · Option Exercise | +1.13K | — | — | 6.4% | 17.67K | 18.80K |
| Common Stock Direct | 1/20/2021 | F · Tax Withholding | −617.47 | $65.43 | $40.40K | 3.3% | 18.80K | 18.18K |
| Total | +515.51 | -$40.40K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.13K shares
Shares
−1.13K
Strike price
Held after
0.00
Exercisable
—
1/20/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.13K shares | 1/20/2021 | M · Option Exercise | −1.13K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned13.85
Total
13.85 indirect13.85
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 13.85 | Indirect |
| Total | 13.85 | 13.85 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported