VALKIN ADAM enters VROOM, INC. with 584.93K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

VALKIN ADAM

Filed: 6/8/2020ACC: 0000899243-20-015716

InsiderVALKIN ADAMCIK 1812990

→

IssuerVROOM, INC.CIK 1580864

Director

Since Jun 2020

584.93K

Baseline shares

0.00

Direct ownership

0 positions

2.44M

Derivative underlying

7 instruments

Security positions

584.93K indirect

Non-Derivative Holdings1

Common Stock

Indirect

Shares owned584.93K

Total

584.93K indirect584.93K

Security Title	Shares Owned	Ownership Type
Common Stock	584.93K	Indirect
Total	584.93K	584.93K indirect

Derivative Holdings7

Series C Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

800.38K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series H Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

73.55K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

759.53K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series G Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

111.42K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

37.87K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series F Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

146.56K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series E Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

511.60K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

2.44M

Owned

0.00

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series C Preferred Stock Indirect	Common Stock	—	—	800.38K	N/A
Series H Preferred Stock Indirect	Common Stock	—	—	73.55K	N/A
Series D Preferred Stock Indirect	Common Stock	—	—	759.53K	N/A
Series G Preferred Stock Indirect	Common Stock	—	—	111.42K	N/A
Series B Preferred Stock Indirect	Common Stock	—	—	37.87K	N/A
Series F Preferred Stock Indirect	Common Stock	—	—	146.56K	N/A
Series E Preferred Stock Indirect	Common Stock	—	—	511.60K	N/A
Total				2.44M	0.00