VALENTI SUSAN M. (EVP, Corporate Marketing) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/5/2024ACC: 0001127602-24-021578
Officer· EVP, Corporate Marketing
Since Nov 2018
-5.47K
Net shares
Net seller
$292.3K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
3.48K acquired · 8.95K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+3.48K
Price / share
$49.22
Trade value
$171.04K
% of position
19.3%
8/2/2024
18.03K→21.51K
Common Stock
Direct
Shares
−3.07K
Price / share
$63.80
Trade value
$195.93K
% of position
14.3%
8/2/2024
21.51K→18.44K
Common Stock
Direct
Shares
−762.00
Price / share
—
Trade value
—
% of position
4.1%
8/2/2024
18.44K→17.68K
Common Stock
Direct
Shares
−1.64K
Price / share
$58.85
Trade value
$96.34K
% of position
9.3%
8/2/2024
17.68K→16.04K
Total
Net shares
−2K
Net value
-$121.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/2/2024 | M · Option Exercise | +3.48K | $49.22 | $171.04K | 19.3% | 18.03K | 21.51K |
| Common Stock Direct | 8/2/2024 | F · Tax Withholding | −3.07K | $63.80 | $195.93K | 14.3% | 21.51K | 18.44K |
| Common Stock Direct | 8/2/2024 | D · Disposition | −762.00 | — | — | 4.1% | 18.44K | 17.68K |
| Common Stock Direct | 8/2/2024 | F · Tax Withholding | −1.64K | $58.85 | $96.34K | 9.3% | 17.68K | 16.04K |
| Total | −2K | -$121.23K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
3.48K shares
Shares
−3.48K
Strike price
49.22
Held after
0.00
Exercisable
—
8/2/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock3.48K shares | 8/2/2024 | M · Option Exercise | −3.48K | 49.22 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.17K
Common Stock
IndirectShares owned1.71K
Total
2.88K indirect2.88K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.17K | Indirect |
| Common Stock | 1.71K | Indirect |
| Total | 2.88K | 2.88K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported