Filed: 9/13/2018ACC: 0001209191-18-050901
Director10% Owner
Since Sep 2018
0.00
Baseline shares
0.00
Direct ownership
0 positions
2.22M
Derivative underlying
6 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings6
Series C Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
6.95K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Warrant to Purchase Series B-3 Preferred Stock
IndirectUnderlying security
Series B-3 Preferred Stock
Underlying shares
28.62K
Shares owned
N/A
Exercise price
8.9931
Expiration
—
Exercise window
—
Series B-2 Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
260.62K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Series B-3 Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
544.05K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Series A Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
1.07M
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Series B-1 Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
312.74K
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Total
Underlying
2.22M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series C Preferred Stock Indirect | Common Stock | 0.00 | — | — | 6.95K | N/A |
| Warrant to Purchase Series B-3 Preferred Stock Indirect | Series B-3 Preferred Stock | 8.9931 | — | — | 28.62K | N/A |
| Series B-2 Preferred Stock Indirect | Common Stock | 0.00 | — | — | 260.62K | N/A |
| Series B-3 Preferred Stock Indirect | Common Stock | 0.00 | — | — | 544.05K | N/A |
| Series A Preferred Stock Indirect | Common Stock | 0.00 | — | — | 1.07M | N/A |
| Series B-1 Preferred Stock Indirect | Common Stock | 0.00 | — | — | 312.74K | N/A |
| Total | 2.22M | 0.00 | ||||