UPTON JEROME T (SVP, Deputy CFO and Controller) exercised options at GENWORTH FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/3/2026ACC: 0001509299-26-000006
Officer· SVP, Deputy CFO and Controller
Since Apr 2022
+138.07K
Net shares
Net buyer
$309.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
174.63K acquired · 36.55K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+83.20K
Price / share
—
Trade value
—
% of position
16.2%
3/2/2026
513.75K→596.94K
Common Stock
Direct
Shares
−36.55K
Price / share
$8.46
Trade value
$309.26K
% of position
6.1%
3/2/2026
596.94K→560.39K
Total
Net shares
+46.64K
Net value
-$309.26K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2026 | M · Option Exercise | +83.20K | — | — | 16.2% | 513.75K | 596.94K |
| Common Stock Direct | 3/2/2026 | F · Tax Withholding | −36.55K | $8.46 | $309.26K | 6.1% | 596.94K | 560.39K |
| Total | +46.64K | -$309.26K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
91.43K shares
Shares
+91.43K
Strike price
Held after
91.43K
Exercisable
—
3/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock91.43K shares | 3/2/2026 | A · Award | +91.43K | — | 91.43K |