UPTON JEROME T (SVP, Deputy CFO and Controller) exercised options at GENWORTH FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/27/2026ACC: 0001509299-26-000004
Officer· SVP, Deputy CFO and Controller
Since Apr 2022
-21.96K
Net shares
Net seller
$189.3K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
80.94K acquired · 102.90K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+43.43K
Price / share
—
Trade value
—
% of position
9.6%
2/26/2026
454.77K→498.20K
Common Stock
Direct
Shares
−11.55K
Price / share
$8.62
Trade value
$99.54K
% of position
2.3%
2/26/2026
498.20K→486.66K
Common Stock
Direct
Shares
+37.51K
Price / share
—
Trade value
—
% of position
7.7%
2/26/2026
486.66K→524.16K
Common Stock
Direct
Shares
−10.41K
Price / share
$8.62
Trade value
$89.78K
% of position
2.0%
2/26/2026
524.16K→513.75K
Total
Net shares
+58.97K
Net value
-$189.32K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/26/2026 | M · Option Exercise | +43.43K | — | — | 9.6% | 454.77K | 498.20K |
| Common Stock Direct | 2/26/2026 | F · Tax Withholding | −11.55K | $8.62 | $99.54K | 2.3% | 498.20K | 486.66K |
| Common Stock Direct | 2/26/2026 | M · Option Exercise | +37.51K | — | — | 7.7% | 486.66K | 524.16K |
| Common Stock Direct | 2/26/2026 | F · Tax Withholding | −10.41K | $8.62 | $89.78K | 2.0% | 524.16K | 513.75K |
| Total | +58.97K | -$189.32K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
43.43K shares
Shares
−43.43K
Strike price
Held after
43.43K
Exercisable
—
2/26/2026
Restricted Stock Units
Direct
Converts to
Common Stock
37.51K shares
Shares
−37.51K
Strike price
Held after
75.01K
Exercisable
—
2/26/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock43.43K shares | 2/26/2026 | M · Option Exercise | −43.43K | — | 43.43K | |
| Restricted Stock Units Direct | Common Stock37.51K shares | 2/26/2026 | M · Option Exercise | −37.51K | — | 75.01K |