UPPER LEFT WEALTH MANAGEMENT, LLC

Filed: 10/25/2023ACC: 0001911228-23-000004

📋 What this filing means

UPPER LEFT WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $96.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$96.13M

Total AUM (reported)

2.66M

Total Shares

Allocation by class

ISHARES NEW$7.61M7.9%

INT-TRM U.S TRES$6.30M6.6%

EMRG MKTEQ ETF$5.03M5.2%

BBRG ALL COMD K1$4.38M4.6%

US SML CAP ETF$4.35M4.5%

ALLWRLD EX US$4.05M4.2%

JP MRGAN EM LOC$3.81M4.0%

Portfolio Concentration

Top 3$18.94M19.7%

4–10$27.70M28.8%

11–25$33.09M34.4%

Rest$16.39M17.0%

Top 3 weight

19.7%

Top 10 weight

48.5%

Voting Authority Distribution

Total shares with voting rights: 2.66M

Sole

Full voting authority

2.66M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole60

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings60

Rows:

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares217.45K

TypeSH

Market value$7.61M

7.92%

Sole

217.45K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INT-TRM U.S TRES

Shares131.49K

TypeSH

Market value$6.30M

6.56%

Sole

131.49K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares210.11K

TypeSH

Market value$5.03M

5.23%

Sole

210.11K

Shared

0.00

None

0.00

ABRDN ETFS

SOLE

BBRG ALL COMD K1

Shares207.40K

TypeSH

Market value$4.38M

4.55%

Sole

207.40K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares104.93K

TypeSH

Market value$4.35M

4.52%

Sole

104.93K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares77.99K

TypeSH

Market value$4.05M

4.21%

Sole

77.99K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

JP MRGAN EM LOC

Shares159.71K

TypeSH

Market value$3.81M

3.97%

Sole

159.71K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

FTSE INT GVT ETF

Shares97.83K

TypeSH

Market value$3.81M

3.96%

Sole

97.83K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares73.38K

TypeSH

Market value$3.69M

3.84%

Sole

73.38K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares71.84K

TypeSH

Market value$3.63M

3.77%

Sole

71.84K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

GLB EX US ETF

Shares91.27K

TypeSH

Market value$3.55M

3.70%

Sole

91.27K

Shared

0.00

None

0.00

INVESCO CURRENCYSHARES EURO

SOLE

EURO SHS

Shares36.31K

TypeSH

Market value$3.55M

3.69%

Sole

36.31K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares104.37K

TypeSH

Market value$3.54M

3.69%

Sole

104.37K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US REIT ETF

Shares191.05K

TypeSH

Market value$3.39M

3.53%

Sole

191.05K

Shared

0.00

None

0.00

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares79.43K

TypeSH

Market value$2.91M

3.03%

Sole

79.43K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares73.11K

TypeSH

Market value$2.36M

2.45%

Sole

73.11K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ASIA 50 ETF

Shares38.91K

TypeSH

Market value$2.16M

2.24%

Sole

38.91K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares89.59K

TypeSH

Market value$1.90M

1.98%

Sole

89.59K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI CHINA ETF

Shares38.78K

TypeSH

Market value$1.68M

1.75%

Sole

38.78K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

EURO STOXX 50

Shares38.80K

TypeSH

Market value$1.63M

1.70%

Sole

38.80K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares21.81K

TypeSH

Market value$1.49M

1.55%

Sole

21.81K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE SMCAP ETF

Shares13.10K

TypeSH

Market value$1.39M

1.45%

Sole

13.10K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.98K

TypeSH

Market value$1.27M

1.33%

Sole

2.98K

Shared

0.00

None

0.00

ISHARES TR

SOLE

INTL DEV RE ETF

Shares66.20K

TypeSH

Market value$1.26M

1.31%

Sole

66.20K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

S&P INTL SMLCP

Shares34.51K

TypeSH

Market value$1.01M

1.05%

Sole

34.51K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES GOLD TRSOLE	ISHARES NEW	217.45K	SH	$7.61M 7.92%	217.45K
SCHWAB STRATEGIC TRSOLE	INT-TRM U.S TRES	131.49K	SH	$6.30M 6.56%	131.49K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	210.11K	SH	$5.03M 5.23%	210.11K
ABRDN ETFSSOLE	BBRG ALL COMD K1	207.40K	SH	$4.38M 4.55%	207.40K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	104.93K	SH	$4.35M 4.52%	104.93K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	77.99K	SH	$4.05M 4.21%	77.99K
VANECK ETF TRUSTSOLE	JP MRGAN EM LOC	159.71K	SH	$3.81M 3.97%	159.71K
SPDR SER TRSOLE	FTSE INT GVT ETF	97.83K	SH	$3.81M 3.96%	97.83K
SPDR SER TRSOLE	PORTFOLIO S&P500	73.38K	SH	$3.69M 3.84%	73.38K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	71.84K	SH	$3.63M 3.77%	71.84K
VANGUARD INTL EQUITY INDEX FSOLE	GLB EX US ETF	91.27K	SH	$3.55M 3.70%	91.27K
INVESCO CURRENCYSHARES EUROSOLE	EURO SHS	36.31K	SH	$3.55M 3.69%	36.31K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	104.37K	SH	$3.54M 3.69%	104.37K
SCHWAB STRATEGIC TRSOLE	US REIT ETF	191.05K	SH	$3.39M 3.53%	191.05K
WORLD GOLD TRSOLE	SPDR GLD MINIS	79.43K	SH	$2.91M 3.03%	79.43K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	73.11K	SH	$2.36M 2.45%	73.11K
ISHARES TRSOLE	ASIA 50 ETF	38.91K	SH	$2.16M 2.24%	38.91K
SPDR SER TRSOLE	BLOOMBERG INTL T	89.59K	SH	$1.90M 1.98%	89.59K
ISHARES TRSOLE	MSCI CHINA ETF	38.78K	SH	$1.68M 1.75%	38.78K
SPDR INDEX SHS FDSSOLE	EURO STOXX 50	38.80K	SH	$1.63M 1.70%	38.80K
ISHARES TRSOLE	S&P 500 GRWT ETF	21.81K	SH	$1.49M 1.55%	21.81K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE SMCAP ETF	13.10K	SH	$1.39M 1.45%	13.10K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.98K	SH	$1.27M 1.33%	2.98K
ISHARES TRSOLE	INTL DEV RE ETF	66.20K	SH	$1.26M 1.31%	66.20K
SPDR INDEX SHS FDSSOLE	S&P INTL SMLCP	34.51K	SH	$1.01M 1.05%	34.51K

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