Filed: 4/25/2023ACC: 0001911228-23-000002
📋 What this filing means
UPPER LEFT WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $88.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
53
Positions
$88.05M
Total AUM (reported)
2.35M
Total Shares
Allocation by class
ISHARES NEW$7.95M9.0%
OPTIMUM YIELD$4.62M5.2%
EMRG MKTEQ ETF$4.34M4.9%
FTSE INT GVT ETF$4.14M4.7%
INTL EQTY ETF$3.78M4.3%
ALLWRLD EX US$3.68M4.2%
EURO SHS$3.64M4.1%
Portfolio Concentration
Top 3$16.91M19.2%
4–10$25.39M28.8%
11–25$31.10M35.3%
Rest$14.65M16.6%
Top 3 weight
19.2%
Top 10 weight
48.0%
Voting Authority Distribution
Total shares with voting rights: 2.35M
Sole
Full voting authority
2.35M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole53
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings53
Rows:
ISHARES GOLD TR
SOLEShares212.68K
TypeSH
Market value$7.95M
9.03%
Sole
212.68K
Shared
0.00
None
0.00
INVESCO ACTVELY MNGD ETC FD
SOLEShares324.71K
TypeSH
Market value$4.62M
5.24%
Sole
324.71K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares177.14K
TypeSH
Market value$4.34M
4.93%
Sole
177.14K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares95.74K
TypeSH
Market value$4.14M
4.70%
Sole
95.74K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares108.75K
TypeSH
Market value$3.78M
4.30%
Sole
108.75K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares68.73K
TypeSH
Market value$3.68M
4.17%
Sole
68.73K
Shared
0.00
None
0.00
INVESCO CURRENCYSHARES EURO
SOLEShares36.30K
TypeSH
Market value$3.64M
4.13%
Sole
36.30K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares138.98K
TypeSH
Market value$3.51M
3.99%
Sole
138.98K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares64.48K
TypeSH
Market value$3.46M
3.93%
Sole
64.48K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares163.53K
TypeSH
Market value$3.19M
3.62%
Sole
163.53K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares75.35K
TypeSH
Market value$3.06M
3.47%
Sole
75.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares47.47K
TypeSH
Market value$3.03M
3.44%
Sole
47.47K
Shared
0.00
None
0.00
WORLD GOLD TR
SOLEShares77.01K
TypeSH
Market value$3.01M
3.42%
Sole
77.01K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares6.62K
TypeSH
Market value$2.71M
3.08%
Sole
6.62K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares74.82K
TypeSH
Market value$2.52M
2.86%
Sole
74.82K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares51.95K
TypeSH
Market value$2.50M
2.84%
Sole
51.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares37.65K
TypeSH
Market value$2.33M
2.65%
Sole
37.65K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares52.22K
TypeSH
Market value$2.19M
2.49%
Sole
52.22K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares87.62K
TypeSH
Market value$2.03M
2.30%
Sole
87.62K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares36.24K
TypeSH
Market value$1.63M
1.85%
Sole
36.24K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares29.02K
TypeSH
Market value$1.45M
1.64%
Sole
29.02K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares61.13K
TypeSH
Market value$1.27M
1.44%
Sole
61.13K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares6.33K
TypeSH
Market value$1.16M
1.32%
Sole
6.33K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares35.93K
TypeSH
Market value$1.11M
1.26%
Sole
35.93K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares10.11K
TypeSH
Market value$1.10M
1.25%
Sole
10.11K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES GOLD TRSOLE | ISHARES NEW | 212.68K | SH | $7.95M 9.03% | 212.68K | 0.00 | 0.00 |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 324.71K | SH | $4.62M 5.24% | 324.71K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 177.14K | SH | $4.34M 4.93% | 177.14K | 0.00 | 0.00 |
SPDR SER TRSOLE | FTSE INT GVT ETF | 95.74K | SH | $4.14M 4.70% | 95.74K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 108.75K | SH | $3.78M 4.30% | 108.75K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 68.73K | SH | $3.68M 4.17% | 68.73K | 0.00 | 0.00 |
INVESCO CURRENCYSHARES EUROSOLE | EURO SHS | 36.30K | SH | $3.64M 4.13% | 36.30K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 138.98K | SH | $3.51M 3.99% | 138.98K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 64.48K | SH | $3.46M 3.93% | 64.48K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 163.53K | SH | $3.19M 3.62% | 163.53K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | GLB EX US ETF | 75.35K | SH | $3.06M 3.47% | 75.35K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 GRWT ETF | 47.47K | SH | $3.03M 3.44% | 47.47K | 0.00 | 0.00 |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 77.01K | SH | $3.01M 3.42% | 77.01K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.62K | SH | $2.71M 3.08% | 6.62K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL SCEQT ETF | 74.82K | SH | $2.52M 2.86% | 74.82K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 51.95K | SH | $2.50M 2.84% | 51.95K | 0.00 | 0.00 |
ISHARES TRSOLE | ASIA 50 ETF | 37.65K | SH | $2.33M 2.65% | 37.65K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 52.22K | SH | $2.19M 2.49% | 52.22K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INTL T | 87.62K | SH | $2.03M 2.30% | 87.62K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 36.24K | SH | $1.63M 1.85% | 36.24K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI CHINA ETF | 29.02K | SH | $1.45M 1.64% | 29.02K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL DEV RE ETF | 61.13K | SH | $1.27M 1.44% | 61.13K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 6.33K | SH | $1.16M 1.32% | 6.33K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | S&P INTL SMLCP | 35.93K | SH | $1.11M 1.26% | 35.93K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE SMCAP ETF | 10.11K | SH | $1.10M 1.25% | 10.11K | 0.00 | 0.00 |
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