Filed: 1/17/2023ACC: 0001911228-23-000001
📋 What this filing means
UPPER LEFT WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $84.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
53
Positions
$84.60M
Total AUM (reported)
2.37M
Total Shares
Allocation by class
ISHARES NEW$7.54M8.9%
EMRG MKTEQ ETF$4.15M4.9%
FTSE INT GVT ETF$4.05M4.8%
OPTIMUM YIELD$3.90M4.6%
INTL EQTY ETF$3.70M4.4%
EURO SHS$3.69M4.4%
JP MRGAN EM LOC$3.45M4.1%
Portfolio Concentration
Top 3$15.75M18.6%
4–10$24.45M28.9%
11–25$29.27M34.6%
Rest$15.14M17.9%
Top 3 weight
18.6%
Top 10 weight
47.5%
Voting Authority Distribution
Total shares with voting rights: 2.37M
Sole
Full voting authority
2.37M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole53
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings53
Rows:
ISHARES GOLD TR
SOLEShares218.01K
TypeSH
Market value$7.54M
8.91%
Sole
218.01K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares175.48K
TypeSH
Market value$4.15M
4.91%
Sole
175.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares98.33K
TypeSH
Market value$4.05M
4.79%
Sole
98.33K
Shared
0.00
None
0.00
INVESCO ACTVELY MNGD ETC FD
SOLEShares263.67K
TypeSH
Market value$3.90M
4.61%
Sole
263.67K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares114.73K
TypeSH
Market value$3.70M
4.37%
Sole
114.73K
Shared
0.00
None
0.00
INVESCO CURRENCYSHARES EURO
SOLEShares37.34K
TypeSH
Market value$3.69M
4.36%
Sole
37.34K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares142.53K
TypeSH
Market value$3.45M
4.08%
Sole
142.53K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares65.18K
TypeSH
Market value$3.38M
3.99%
Sole
65.18K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares66.76K
TypeSH
Market value$3.35M
3.96%
Sole
66.76K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares72.30K
TypeSH
Market value$2.99M
3.53%
Sole
72.30K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares150.96K
TypeSH
Market value$2.91M
3.44%
Sole
150.96K
Shared
0.00
None
0.00
WORLD GOLD TR
SOLEShares78.87K
TypeSH
Market value$2.85M
3.37%
Sole
78.87K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares6.75K
TypeSH
Market value$2.58M
3.05%
Sole
6.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares75.62K
TypeSH
Market value$2.38M
2.81%
Sole
75.62K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares51.90K
TypeSH
Market value$2.33M
2.76%
Sole
51.90K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares52.13K
TypeSH
Market value$2.11M
2.50%
Sole
52.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares37.15K
TypeSH
Market value$2.11M
2.49%
Sole
37.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares35.89K
TypeSH
Market value$2.10M
2.48%
Sole
35.89K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares90.45K
TypeSH
Market value$2.03M
2.40%
Sole
90.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares29.77K
TypeSH
Market value$1.41M
1.67%
Sole
29.77K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares36.37K
TypeSH
Market value$1.41M
1.66%
Sole
36.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares66.66K
TypeSH
Market value$1.40M
1.66%
Sole
66.66K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares59.25K
TypeSH
Market value$1.31M
1.55%
Sole
59.25K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares7.29K
TypeSH
Market value$1.24M
1.46%
Sole
7.29K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares37.02K
TypeSH
Market value$1.09M
1.29%
Sole
37.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES GOLD TRSOLE | ISHARES NEW | 218.01K | SH | $7.54M 8.91% | 218.01K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 175.48K | SH | $4.15M 4.91% | 175.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | FTSE INT GVT ETF | 98.33K | SH | $4.05M 4.79% | 98.33K | 0.00 | 0.00 |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 263.67K | SH | $3.90M 4.61% | 263.67K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 114.73K | SH | $3.70M 4.37% | 114.73K | 0.00 | 0.00 |
INVESCO CURRENCYSHARES EUROSOLE | EURO SHS | 37.34K | SH | $3.69M 4.36% | 37.34K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 142.53K | SH | $3.45M 4.08% | 142.53K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 65.18K | SH | $3.38M 3.99% | 65.18K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 66.76K | SH | $3.35M 3.96% | 66.76K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | GLB EX US ETF | 72.30K | SH | $2.99M 3.53% | 72.30K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 150.96K | SH | $2.91M 3.44% | 150.96K | 0.00 | 0.00 |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 78.87K | SH | $2.85M 3.37% | 78.87K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.75K | SH | $2.58M 3.05% | 6.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL SCEQT ETF | 75.62K | SH | $2.38M 2.81% | 75.62K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 51.90K | SH | $2.33M 2.76% | 51.90K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 52.13K | SH | $2.11M 2.50% | 52.13K | 0.00 | 0.00 |
ISHARES TRSOLE | ASIA 50 ETF | 37.15K | SH | $2.11M 2.49% | 37.15K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 GRWT ETF | 35.89K | SH | $2.10M 2.48% | 35.89K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INTL T | 90.45K | SH | $2.03M 2.40% | 90.45K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI CHINA ETF | 29.77K | SH | $1.41M 1.67% | 29.77K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 36.37K | SH | $1.41M 1.66% | 36.37K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL DEV RE ETF | 66.66K | SH | $1.40M 1.66% | 66.66K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | CHINA BOND ETF | 59.25K | SH | $1.31M 1.55% | 59.25K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 7.29K | SH | $1.24M 1.46% | 7.29K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | S&P INTL SMLCP | 37.02K | SH | $1.09M 1.29% | 37.02K | 0.00 | 0.00 |
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