UPFILL-BROWN SIMON H (President/CEO) exercised options at TRECORA RESOURCES
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/18/2018ACC: 0001140361-18-028957
DirectorOfficer· President/CEO
Since Nov 2018
-2.18K
Net shares
Net seller
$30.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
8.95K acquired · 11.13K disposed
Non-Derivative Transactions2
common stock
Direct
Shares
+8.95K
Price / share
—
Trade value
—
% of position
9.5%
6/16/2018
94.30K→103.24K
common stock
Direct
Shares
−2.18K
Price / share
$13.90
Trade value
$30.29K
% of position
2.1%
6/16/2018
103.24K→101.06K
Total
Net shares
+6.77K
Net value
-$30.29K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 6/16/2018 | M · Option Exercise | +8.95K | — | — | 9.5% | 94.30K | 103.24K |
| common stock Direct | 6/16/2018 | F · Tax Withholding | −2.18K | $13.90 | $30.29K | 2.1% | 103.24K | 101.06K |
| Total | +6.77K | -$30.29K | ||||||
Derivative Transactions1
restricted common stock
Direct
Converts to
common stock
8.95K shares
Shares
−8.95K
Strike price
Held after
355.26K
Exercisable
—
6/16/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| restricted common stock Direct | common stock8.95K shares | 6/16/2018 | M · Option Exercise | −8.95K | — | 355.26K |