UPCHURCH MICHAEL W

PrivateCIK: 1428750
Location

KANSAS CITY, MO

UPCHURCH MICHAEL W (EVP & Chief Financial Officer) reported 3 transactions at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

InsiderUPCHURCH MICHAEL WCIK 1428750
IssuerKANSAS CITY SOUTHERNCIK 54480
Officer· EVP & Chief Financial Officer
Since Jul 2018
-38.61K
Net shares
Net seller
$375.0K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
38.61K disposed
Non-Derivative Transactions3

Common Stock

Direct
G · Gift

Shares

2.43K

Price / share

Trade value

% of position

8.9%
11/8/2021
27.32K24.89K

Common Stock

Direct
F · Tax Withholding

Shares

1.29K

Price / share

$290.71

Trade value

$375.02K

% of position

5.2%
12/14/2021
24.89K23.60K

Common Stock

Direct
D · Disposition

Shares

23.60K

Price / share

Trade value

% of position

New position
12/14/2021
23.60K0.00
Total

Net shares

27.32K

Net value

-$375.02K

Derivative Transactions3

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

2.19K shares

Shares

2.19K

Strike price

110.13

Held after

0.00

Exercisable

12/14/2021

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

4.03K shares

Shares

4.03K

Strike price

171.86

Held after

0.00

Exercisable

12/14/2021

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

5.07K shares

Shares

5.07K

Strike price

211.1

Held after

0.00

Exercisable

12/14/2021