UPCHURCH MICHAEL W (EVP & Chief Financial Officer) sold 58.1% of their position (37.84K shares) of KANSAS CITY SOUTHERN on the open market

Open‑market sale worth $11.41M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

UPCHURCH MICHAEL W

Filed: 10/22/2021ACC: 0000054480-21-000224

InsiderUPCHURCH MICHAEL WCIK 1428750

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· EVP & Chief Financial Officer

Since Jul 2018

-37.84K

Net shares

Net seller

$11.41M

Total sold

Open market trades

0B · 2S

Total transactions

37.84K acquired · 75.69K disposed

Non-Derivative Transactions10

Common Stock

Direct

M · Option Exercise

+3.67K

Price / share

$97.77

Trade value

$358.42K

% of position

13.4%

10/21/2021

27.32K→30.99K

Common Stock

Direct

M · Option Exercise

+3.88K

Price / share

$94.23

Trade value

$365.24K

% of position

12.5%

10/21/2021

30.99K→34.86K

Common Stock

Direct

M · Option Exercise

+3.73K

Price / share

$119.35

Trade value

$444.70K

% of position

10.7%

10/21/2021

34.86K→38.59K

Common Stock

Direct

M · Option Exercise

+6.97K

Price / share

$82.71

Trade value

$576.74K

% of position

18.1%

10/21/2021

38.59K→45.56K

Common Stock

Direct

M · Option Exercise

+6.55K

Price / share

$86.89

Trade value

$569.30K

% of position

14.4%

10/21/2021

45.56K→52.12K

Common Stock

Direct

M · Option Exercise

+6.66K

Price / share

$105.83

Trade value

$705.04K

% of position

12.8%

10/21/2021

52.12K→58.78K

Common Stock

Direct

M · Option Exercise

+4.37K

Price / share

$110.13

Trade value

$481.60K

% of position

7.4%

10/21/2021

58.78K→63.15K

Common Stock

Direct

M · Option Exercise

+2.02K

Price / share

$171.86

Trade value

$346.64K

% of position

3.2%

10/21/2021

63.15K→65.17K

Common Stock

Direct

S · Sale

−15.70K

Price / share

$301.11

Trade value

$4.73M

% of position

24.1%

10/21/2021

65.17K→49.47K

Common Stock

Direct

S · Sale

−22.14K

Price / share

$301.62

Trade value

$6.68M

% of position

44.8%

10/21/2021

49.47K→27.32K

Total

Net shares

+0.00

Net value

-$7.56M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/21/2021	M · Option Exercise	+3.67K	$97.77	$358.42K	13.4%	27.32K	30.99K
Common Stock Direct	10/21/2021	M · Option Exercise	+3.88K	$94.23	$365.24K	12.5%	30.99K	34.86K
Common Stock Direct	10/21/2021	M · Option Exercise	+3.73K	$119.35	$444.70K	10.7%	34.86K	38.59K
Common Stock Direct	10/21/2021	M · Option Exercise	+6.97K	$82.71	$576.74K	18.1%	38.59K	45.56K
Common Stock Direct	10/21/2021	M · Option Exercise	+6.55K	$86.89	$569.30K	14.4%	45.56K	52.12K
Common Stock Direct	10/21/2021	M · Option Exercise	+6.66K	$105.83	$705.04K	12.8%	52.12K	58.78K
Common Stock Direct	10/21/2021	M · Option Exercise	+4.37K	$110.13	$481.60K	7.4%	58.78K	63.15K
Common Stock Direct	10/21/2021	M · Option Exercise	+2.02K	$171.86	$346.64K	3.2%	63.15K	65.17K
Common Stock Direct	10/21/2021	S · Sale	−15.70K	$301.11	$4.73M	24.1%	65.17K	49.47K
Common Stock Direct	10/21/2021	S · Sale	−22.14K	$301.62	$6.68M	44.8%	49.47K	27.32K
Total			+0.00		-$7.56M

Derivative Transactions8

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.67K shares

−3.67K

Strike price

97.77

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.88K shares

−3.88K

Strike price

94.23

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.73K shares

−3.73K

Strike price

119.35

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.97K shares

−6.97K

Strike price

82.71

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.55K shares

−6.55K

Strike price

86.89

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.66K shares

−6.66K

Strike price

105.83

Held after

0.00

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.37K shares

−4.37K

Strike price

110.13

Held after

2.19K

Exercisable

—

10/21/2021

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.02K shares

−2.02K

Strike price

171.86

Held after

4.03K

Exercisable

—

10/21/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock3.67K shares	10/21/2021	M · Option Exercise	−3.67K	97.77	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock3.88K shares	10/21/2021	M · Option Exercise	−3.88K	94.23	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock3.73K shares	10/21/2021	M · Option Exercise	−3.73K	119.35	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock6.97K shares	10/21/2021	M · Option Exercise	−6.97K	82.71	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock6.55K shares	10/21/2021	M · Option Exercise	−6.55K	86.89	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock6.66K shares	10/21/2021	M · Option Exercise	−6.66K	105.83	—	0.00
Employee Stock Option (Right to Buy) Direct	Common Stock4.37K shares	10/21/2021	M · Option Exercise	−4.37K	110.13	—	2.19K
Employee Stock Option (Right to Buy) Direct	Common Stock2.02K shares	10/21/2021	M · Option Exercise	−2.02K	171.86	—	4.03K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.07K

Shares owned

5.07K

Exercise price

211.1

Expiration

—

Exercise window

—

Total

Underlying

5.07K

Owned

5.07K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	5.07K	5.07K
Total					5.07K	5.07K