UPCHURCH MICHAEL W

PrivateCIK: 1428750

Location

KANSAS CITY, MO

UPCHURCH MICHAEL W (EVP & Chief Financial Officer) reported 1 transaction at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

UPCHURCH MICHAEL W

Filed: 3/1/2021ACC: 0000054480-21-000060

InsiderUPCHURCH MICHAEL WCIK 1428750

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· EVP & Chief Financial Officer

Since Jul 2018

-2.83K

Net shares

Net seller

$604.9K

Total sold

0

Open market trades

0B · 0S

1

Total transactions

2.83K disposed

Non-Derivative Transactions1

Common Stock

Direct

F · Tax Withholding

Shares

−2.83K

Price / share

$213.51

Trade value

$604.87K

% of position

9.4%

2/26/2021

30.16K→27.32K

Total

Net shares

−2.83K

Net value

-$604.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/26/2021	F · Tax Withholding	−2.83K	$213.51	$604.87K	9.4%	30.16K	27.32K
Total			−2.83K		-$604.87K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)9

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.55K

Shares owned

6.55K

Exercise price

86.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.88K

Shares owned

3.88K

Exercise price

94.23

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.66K

Shares owned

6.66K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.97K

Shares owned

6.97K

Exercise price

82.71

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.05K

Shares owned

6.05K

Exercise price

171.86

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.73K

Shares owned

3.73K

Exercise price

119.35

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.56K

Shares owned

6.56K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.67K

Shares owned

3.67K

Exercise price

97.77

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.07K

Shares owned

5.07K

Exercise price

211.1

Expiration

—

Exercise window

—

Total

Underlying

49.13K

Owned

49.13K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	86.89	—	—	6.55K	6.55K
Employee Stock Option (Right to Buy) Direct	Common Stock	94.23	—	—	3.88K	3.88K
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	6.66K	6.66K
Employee Stock Option (Right to Buy) Direct	Common Stock	82.71	—	—	6.97K	6.97K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	6.05K	6.05K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	3.73K	3.73K
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	6.56K	6.56K
Employee Stock Option (Right to Buy) Direct	Common Stock	97.77	—	—	3.67K	3.67K
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	5.07K	5.07K
Total					49.13K	49.13K

UPCHURCH MICHAEL W — Insider Transaction (Form 4) Filed Mar 1, 2021 | Finecho