UNITED BIOMEDICAL INC reported 2 transactions at VAXXINITY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/15/2021ACC: 0000899243-21-044658
-2.48M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
4.46M acquired · 6.94M disposed
Non-Derivative Transactions2
Class A common stock
Direct
Shares
+247.05K
Price / share
—
Trade value
—
% of position
0.5%
11/15/2021
51.34M→51.59M
Class A common stock
Indirect
Shares
+4.21M
Price / share
—
Trade value
—
% of position
New position
11/15/2021
0.00→4.21M
Total
Net shares
+4.46M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 11/15/2021 | C · Conversion | +247.05K | — | — | 0.5% | 51.34M | 51.59M |
| Class A common stock Indirect | 11/15/2021 | C · Conversion | +4.21M | — | — | New position | 0.00 | 4.21M |
| Total | +4.46M | $0.00 | ||||||
Derivative Transactions2
Series A preferred stock
Direct
Converts to
Class A common stock
247.05K shares
Shares
−384.41K
Strike price
Held after
0.00
Exercisable
—
11/15/2021
Series A preferred stock
Indirect
Converts to
Class A common stock
4.21M shares
Shares
−6.55M
Strike price
Held after
0.00
Exercisable
—
11/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A preferred stock Direct | Class A common stock247.05K shares | 11/15/2021 | C · Conversion | −384.41K | — | 0.00 | |
| Series A preferred stock Indirect | Class A common stock4.21M shares | 11/15/2021 | C · Conversion | −6.55M | — | 0.00 |