UNITED BIOMEDICAL INC enters VAXXINITY, INC. with 51.34M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/10/2021ACC: 0000899243-21-043985
51.34M
Baseline shares
100% direct
51.34M
Direct ownership
1 position
0.00
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A common stock
DirectShares owned51.34M
Total
51.34M direct51.34M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A common stock | 51.34M | Direct |
| Total | 51.34M | 51.34M direct |
Derivative Holdings3
Warrant
IndirectUnderlying security
Class A common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A preferred stock
DirectUnderlying security
Class A common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A preferred stock
IndirectUnderlying security
Class A common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Class A common stock | — | — | N/A | N/A | |
| Series A preferred stock Direct | Class A common stock | — | — | N/A | N/A | |
| Series A preferred stock Indirect | Class A common stock | — | — | N/A | N/A | |
| Total | 0.00 | 0.00 | ||||