UNILUMIN NORTH AMERICA, INC. reported 2 transactions at TRANS LUX CORP
Review the transaction codes below to understand the nature of each event.
Filed: 4/15/2019ACC: 0000921895-19-001087
10% Owner
Since Nov 2018
0.00
Net shares
Net seller
$5.50M
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.67M acquired · 5.67M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.06M
Price / share
$0.97
Trade value
$2M
% of position
156.7%
3/4/2019
1.32M→3.38M
Common Stock
Direct
Shares
+3.61M
Price / share
$0.97
Trade value
$3.50M
% of position
106.8%
4/5/2019
3.38M→6.99M
Total
Net shares
+5.67M
Net value
$5.50M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/4/2019 | X · X | +2.06M | $0.97 | $2M | 156.7% | 1.32M | 3.38M |
| Common Stock Direct | 4/5/2019 | O · O | +3.61M | $0.97 | $3.50M | 106.8% | 3.38M | 6.99M |
| Total | +5.67M | $5.50M | ||||||
Derivative Transactions2
Warrant (right to buy)
Direct
Converts to
Common Stock
3.38M shares
Shares
−2.06M
Strike price
0.97
Held after
3.61M
Exercisable
—
3/4/2019
Warrant (right to buy)
Direct
Converts to
Common Stock
3.61M shares
Shares
−3.61M
Strike price
0.97
Held after
0.00
Exercisable
—
4/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock3.38M shares | 3/4/2019 | X · X | −2.06M | 0.97 | — | 3.61M |
| Warrant (right to buy) Direct | Common Stock3.61M shares | 4/5/2019 | O · O | −3.61M | 0.97 | — | 0.00 |