UNILUMIN NORTH AMERICA, INC. enters TRANS LUX CORP with 1.32M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/15/2019ACC: 0000921895-19-001086
10% Owner
Since Nov 2018
1.32M
Baseline shares
100% direct
1.32M
Direct ownership
1 position
5.67M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned1.32M
Total
1.32M direct1.32M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.32M | Direct |
| Total | 1.32M | 1.32M direct |
Derivative Holdings1
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5.67M
Shares owned
N/A
Exercise price
0.97
Expiration
—
Exercise window
—
Total
Underlying
5.67M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock | 0.97 | — | — | 5.67M | N/A |
| Total | 5.67M | 0.00 | ||||