UNDERDOWN BRIAN J.

PrivateCIK: 1526335

Location

TORONTO ONTARIO CANADA M5H 3L5, A6

UNDERDOWN BRIAN J.

Filed: 8/31/2018ACC: 0001415889-18-001316

InsiderUNDERDOWN BRIAN J.CIK 1526335

→

IssuerVISTAGEN THERAPEUTICS, INC.CIK 1411685

Director

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

12

Total transactions

94.25K acquired · 94.25K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions12

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

500.00 shares

Shares

−500.00

Strike price

10

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

500.00 shares

Shares

+500.00

Strike price

1.50

Held after

500.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

6.25K shares

Shares

−6.25K

Strike price

10

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

6.25K shares

Shares

+6.25K

Strike price

1.50

Held after

6.25K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

2.50K shares

Shares

−2.50K

Strike price

10

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

2.50K shares

Shares

+2.50K

Strike price

1.50

Held after

2.50K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

25K shares

Shares

−25K

Strike price

3.49

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

25K shares

Shares

+25K

Strike price

1.50

Held after

25K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

25K shares

Shares

−25K

Strike price

3.80

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

25K shares

Shares

+25K

Strike price

1.50

Held after

25K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

35K shares

Shares

−35K

Strike price

1.96

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

35K shares

Shares

+35K

Strike price

1.50

Held after

35K

Exercisable

—

8/29/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock500.00 shares	8/29/2018	D · Disposition	−500.00	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock500.00 shares	8/29/2018	A · Award	+500.00	1.50	—	500.00
Stock Option (Right to Buy) Direct	Common Stock6.25K shares	8/29/2018	D · Disposition	−6.25K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock6.25K shares	8/29/2018	A · Award	+6.25K	1.50	—	6.25K
Stock Option (Right to Buy) Direct	Common Stock2.50K shares	8/29/2018	D · Disposition	−2.50K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock2.50K shares	8/29/2018	A · Award	+2.50K	1.50	—	2.50K
Stock Option (Right to Buy) Direct	Common Stock25K shares	8/29/2018	D · Disposition	−25K	3.49	—	0.00
Stock Option (Right to Buy) Direct	Common Stock25K shares	8/29/2018	A · Award	+25K	1.50	—	25K
Stock Option (Right to Buy) Direct	Common Stock25K shares	8/29/2018	D · Disposition	−25K	3.80	—	0.00
Stock Option (Right to Buy) Direct	Common Stock25K shares	8/29/2018	A · Award	+25K	1.50	—	25K
Stock Option (Right to Buy) Direct	Common Stock35K shares	8/29/2018	D · Disposition	−35K	1.96	—	0.00
Stock Option (Right to Buy) Direct	Common Stock35K shares	8/29/2018	A · Award	+35K	1.50	—	35K

UNDERDOWN BRIAN J. — Insider Transaction (Form 4) Filed Aug 31, 2018 | Finecho