UMPLEBY III DONALD J (Executive Chairman) reported 1 transaction at CATERPILLAR INC
Review the transaction codes below to understand the nature of each event.
Filed: 3/6/2026ACC: 0001104659-26-024564
Officer· Executive Chairman
Since Mar 2026
-1.55K
Net shares
Net seller
$1.14M
Total sold
0
Open market trades
0B · 0S
1
Total transactions
1.55K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−1.55K
Price / share
$738.42
Trade value
$1.14M
% of position
0.3%
3/4/2026
465.75K→464.20K
Total
Net shares
−1.55K
Net value
-$1.14M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/4/2026 | F · Tax Withholding | −1.55K | $738.42 | $1.14M | 0.3% | 465.75K | 464.20K |
| Total | −1.55K | -$1.14M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned36.04K
Common Stock
IndirectShares owned59K
Common Stock
IndirectShares owned1.03K
Total
96.07K indirect96.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 36.04K | Indirect |
| Common Stock | 59K | Indirect |
| Common Stock | 1.03K | Indirect |
| Total | 96.07K | 96.07K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported