Filed: 1/28/2026ACC: 0001697814-26-000002
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 11 equity positions with a total reported market value of $433.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
11
Positions
$433.98M
Total AUM (reported)
41.80M
Total Shares
Allocation by class
SPONSORED ADS$199.26M45.9%
COM$182.90M42.1%
NOTE 0.500% 6/0$27.23M6.3%
NOTE 0.250% 6/0$21.06M4.9%
VIX SHT TERM FUT$2.64M0.6%
NOTE 3.500% 3/0$900.0K0.2%
Portfolio Concentration
Top 3$364.25M83.9%
4–10$69.73M16.1%
11–25$851.000.0%
Top 3 weight
83.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 41.80M
Sole
Full voting authority
41.80M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole11
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings11
Rows:
ALIBABA GROUP HLDG LTD
SOLEShares1.36M
TypeSH
Market value$199.26M
45.91%
Sole
1.36M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares315.02K
TypeSH
Market value$89.91M
20.72%
Sole
315.02K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares438.98K
TypeSH
Market value$75.09M
17.30%
Sole
438.98K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares17.44M
TypePRN
Market value$27.23M
6.27%
Sole
17.44M
Shared
0.00
None
0.00
JD.COM INC
SOLEShares21M
TypePRN
Market value$21.06M
4.85%
Sole
21M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares54.48K
TypeSH
Market value$10.16M
2.34%
Sole
54.48K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares14.27K
TypeSH
Market value$4.94M
1.14%
Sole
14.27K
Shared
0.00
None
0.00
AMKOR TECHNOLOGY INC
SOLEShares70.99K
TypeSH
Market value$2.80M
0.65%
Sole
70.99K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares103.02K
TypeSH
Market value$2.64M
0.61%
Sole
103.02K
Shared
0.00
None
0.00
SUPER MICRO COMPUTER INC
SOLEShares1M
TypePRN
Market value$900.0K
0.21%
Sole
1M
Shared
0.00
None
0.00
KE HLDGS INC
SOLEShares54.00
TypeSH
Market value$851.00
<0.01%
Sole
54.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 1.36M | SH | $199.26M 45.91% | 1.36M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 315.02K | SH | $89.91M 20.72% | 315.02K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 438.98K | SH | $75.09M 17.30% | 438.98K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | NOTE 0.500% 6/0 | 17.44M | PRN | $27.23M 6.27% | 17.44M | 0.00 | 0.00 |
JD.COM INCSOLE | NOTE 0.250% 6/0 | 21M | PRN | $21.06M 4.85% | 21M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 54.48K | SH | $10.16M 2.34% | 54.48K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 14.27K | SH | $4.94M 1.14% | 14.27K | 0.00 | 0.00 |
AMKOR TECHNOLOGY INCSOLE | COM | 70.99K | SH | $2.80M 0.65% | 70.99K | 0.00 | 0.00 |
PROSHARES TR IISOLE | VIX SHT TERM FUT | 103.02K | SH | $2.64M 0.61% | 103.02K | 0.00 | 0.00 |
SUPER MICRO COMPUTER INCSOLE | NOTE 3.500% 3/0 | 1M | PRN | $900.0K 0.21% | 1M | 0.00 | 0.00 |
KE HLDGS INCSOLE | SPONSORED ADS | 54.00 | SH | $851.00 <0.01% | 54.00 | 0.00 | 0.00 |