Filed: 5/3/2024ACC: 0001697814-24-000005
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 14 equity positions with a total reported market value of $301.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
14
Positions
$301.79M
Total AUM (reported)
7.27M
Total Shares
Allocation by class
COM$217.30M72.0%
SPONSORED ADS$42.16M14.0%
SHRT TRM CORP BD$25.09M8.3%
IBOXX INV CP ETF$7.28M2.4%
7-10 YR TRSY BD$3.94M1.3%
NOTE 12/0$1.94M0.6%
SHORT TRM BOND$1.76M0.6%
Portfolio Concentration
Top 3$176.76M58.6%
4–10$120.94M40.1%
11–25$4.09M1.4%
Top 3 weight
58.6%
Top 10 weight
98.6%
Voting Authority Distribution
Total shares with voting rights: 7.27M
Sole
Full voting authority
7.27M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole14
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings14
Rows:
QUALCOMM INC
SOLEShares449.71K
TypeSH
Market value$76.14M
25.23%
Sole
449.71K
Shared
0.00
None
0.00
HEWLETT PACKARD ENTERPRISE C
SOLEShares2.95M
TypeSH
Market value$52.24M
17.31%
Sole
2.95M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares410.36K
TypeSH
Market value$48.38M
16.03%
Sole
410.36K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares582.64K
TypeSH
Market value$42.16M
13.97%
Sole
582.64K
Shared
0.00
None
0.00
APPLE INC
SOLEShares153K
TypeSH
Market value$26.24M
8.69%
Sole
153K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares324.52K
TypeSH
Market value$25.09M
8.31%
Sole
324.52K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares15.84K
TypeSH
Market value$14.31M
4.74%
Sole
15.84K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares66.82K
TypeSH
Market value$7.28M
2.41%
Sole
66.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares41.60K
TypeSH
Market value$3.94M
1.30%
Sole
41.60K
Shared
0.00
None
0.00
PDD HOLDINGS INC
SOLEShares2M
TypePRN
Market value$1.94M
0.64%
Sole
2M
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares23K
TypeSH
Market value$1.76M
0.58%
Sole
23K
Shared
0.00
None
0.00
JD.COM INC
SOLEShares41.91K
TypeSH
Market value$1.15M
0.38%
Sole
41.91K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares9.29K
TypeSH
Market value$977.9K
0.32%
Sole
9.29K
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$198.0K
0.07%
Sole
200K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
QUALCOMM INCSOLE | COM | 449.71K | SH | $76.14M 25.23% | 449.71K | 0.00 | 0.00 |
HEWLETT PACKARD ENTERPRISE CSOLE | COM | 2.95M | SH | $52.24M 17.31% | 2.95M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 410.36K | SH | $48.38M 16.03% | 410.36K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 582.64K | SH | $42.16M 13.97% | 582.64K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 153K | SH | $26.24M 8.69% | 153K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 324.52K | SH | $25.09M 8.31% | 324.52K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 15.84K | SH | $14.31M 4.74% | 15.84K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 66.82K | SH | $7.28M 2.41% | 66.82K | 0.00 | 0.00 |
ISHARES TRSOLE | 7-10 YR TRSY BD | 41.60K | SH | $3.94M 1.30% | 41.60K | 0.00 | 0.00 |
PDD HOLDINGS INCSOLE | NOTE 12/0 | 2M | PRN | $1.94M 0.64% | 2M | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 23K | SH | $1.76M 0.58% | 23K | 0.00 | 0.00 |
JD.COM INCSOLE | SPON ADR CL A | 41.91K | SH | $1.15M 0.38% | 41.91K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 9.29K | SH | $977.9K 0.32% | 9.29K | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $198.0K 0.07% | 200K | 0.00 | 0.00 |