Filed: 1/30/2024ACC: 0001697814-24-000003
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 10 equity positions with a total reported market value of $316.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
10
Positions
$316.87M
Total AUM (reported)
5.80M
Total Shares
Allocation by class
COM$256.60M81.0%
SHRT TRM CORP BD$25.11M7.9%
SPONSORED ADS$23.75M7.5%
IBOXX INV CP ETF$7.39M2.3%
NOTE 12/0$2.06M0.7%
SHORT TRM BOND$1.77M0.6%
NOTE 4.000%12/1$194.2K0.1%
Portfolio Concentration
Top 3$251.85M79.5%
4–10$65.03M20.5%
Top 3 weight
79.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 5.80M
Sole
Full voting authority
5.80M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole10
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings10
Rows:
QUALCOMM INC
SOLEShares883.58K
TypeSH
Market value$127.79M
40.33%
Sole
883.58K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares1.16M
TypeSH
Market value$98.95M
31.23%
Sole
1.16M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares324.52K
TypeSH
Market value$25.11M
7.92%
Sole
324.52K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares306.38K
TypeSH
Market value$23.75M
7.49%
Sole
306.38K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares32.83K
TypeSH
Market value$16.26M
5.13%
Sole
32.83K
Shared
0.00
None
0.00
HEWLETT PACKARD ENTERPRISE C
SOLEShares800.93K
TypeSH
Market value$13.60M
4.29%
Sole
800.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares66.82K
TypeSH
Market value$7.39M
2.33%
Sole
66.82K
Shared
0.00
None
0.00
PDD HOLDINGS INC
SOLEShares2M
TypePRN
Market value$2.06M
0.65%
Sole
2M
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares23K
TypeSH
Market value$1.77M
0.56%
Sole
23K
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$194.2K
0.06%
Sole
200K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
QUALCOMM INCSOLE | COM | 883.58K | SH | $127.79M 40.33% | 883.58K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 1.16M | SH | $98.95M 31.23% | 1.16M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 324.52K | SH | $25.11M 7.92% | 324.52K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 306.38K | SH | $23.75M 7.49% | 306.38K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 32.83K | SH | $16.26M 5.13% | 32.83K | 0.00 | 0.00 |
HEWLETT PACKARD ENTERPRISE CSOLE | COM | 800.93K | SH | $13.60M 4.29% | 800.93K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 66.82K | SH | $7.39M 2.33% | 66.82K | 0.00 | 0.00 |
PDD HOLDINGS INCSOLE | NOTE 12/0 | 2M | PRN | $2.06M 0.65% | 2M | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 23K | SH | $1.77M 0.56% | 23K | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $194.2K 0.06% | 200K | 0.00 | 0.00 |