Filed: 11/3/2023ACC: 0001697814-23-000022
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $537.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
16
Positions
$537.57M
Total AUM (reported)
11.87M
Total Shares
Allocation by class
COM$493.98M91.9%
SHRT TRM CORP BD$18.00M3.3%
IBOXX INV CP ETF$6.82M1.3%
NOTE 12/0$5.92M1.1%
7-10 YR TRSY BD$5.83M1.1%
SPONSORED ADR$3.57M0.7%
JP MRGAN EM LOC$2.13M0.4%
Portfolio Concentration
Top 3$457.43M85.1%
4–10$76.19M14.2%
11–25$3.95M0.7%
Top 3 weight
85.1%
Top 10 weight
99.3%
Voting Authority Distribution
Total shares with voting rights: 11.87M
Sole
Full voting authority
11.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole16
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings16
Rows:
QUALCOMM INC
SOLEShares2.68M
TypeSH
Market value$297.39M
55.32%
Sole
2.68M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares1.51M
TypeSH
Market value$102.57M
19.08%
Sole
1.51M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares132.14K
TypeSH
Market value$57.48M
10.69%
Sole
132.14K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares642.29K
TypeSH
Market value$22.83M
4.25%
Sole
642.29K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares239.52K
TypeSH
Market value$18.00M
3.35%
Sole
239.52K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares128.55K
TypeSH
Market value$13.22M
2.46%
Sole
128.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares66.82K
TypeSH
Market value$6.82M
1.27%
Sole
66.82K
Shared
0.00
None
0.00
PDD HOLDINGS INC
SOLEShares6M
TypePRN
Market value$5.92M
1.10%
Sole
6M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares63.65K
TypeSH
Market value$5.83M
1.08%
Sole
63.65K
Shared
0.00
None
0.00
ARM HOLDINGS PLC
SOLEShares66.67K
TypeSH
Market value$3.57M
0.66%
Sole
66.67K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares89.30K
TypeSH
Market value$2.13M
0.40%
Sole
89.30K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares13K
TypeSH
Market value$977.2K
0.18%
Sole
13K
Shared
0.00
None
0.00
HEWLETT PACKARD ENTERPRISE C
SOLEShares28.41K
TypeSH
Market value$493.5K
0.09%
Sole
28.41K
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$192.1K
0.04%
Sole
200K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares8.92K
TypeSH
Market value$122.8K
0.02%
Sole
8.92K
Shared
0.00
None
0.00
STMICROELECTRONICS N V
SOLEShares762.00
TypeSH
Market value$32.9K
<0.01%
Sole
762.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
QUALCOMM INCSOLE | COM | 2.68M | SH | $297.39M 55.32% | 2.68M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 1.51M | SH | $102.57M 19.08% | 1.51M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 132.14K | SH | $57.48M 10.69% | 132.14K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 642.29K | SH | $22.83M 4.25% | 642.29K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 239.52K | SH | $18.00M 3.35% | 239.52K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 128.55K | SH | $13.22M 2.46% | 128.55K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 66.82K | SH | $6.82M 1.27% | 66.82K | 0.00 | 0.00 |
PDD HOLDINGS INCSOLE | NOTE 12/0 | 6M | PRN | $5.92M 1.10% | 6M | 0.00 | 0.00 |
ISHARES TRSOLE | 7-10 YR TRSY BD | 63.65K | SH | $5.83M 1.08% | 63.65K | 0.00 | 0.00 |
ARM HOLDINGS PLCSOLE | SPONSORED ADR | 66.67K | SH | $3.57M 0.66% | 66.67K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 89.30K | SH | $2.13M 0.40% | 89.30K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 13K | SH | $977.2K 0.18% | 13K | 0.00 | 0.00 |
HEWLETT PACKARD ENTERPRISE CSOLE | COM | 28.41K | SH | $493.5K 0.09% | 28.41K | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $192.1K 0.04% | 200K | 0.00 | 0.00 |
BILIBILI INCSOLE | SPONS ADS REP Z | 8.92K | SH | $122.8K 0.02% | 8.92K | 0.00 | 0.00 |
STMICROELECTRONICS N VSOLE | NY REGISTRY | 762.00 | SH | $32.9K <0.01% | 762.00 | 0.00 | 0.00 |