Filed: 8/1/2023ACC: 0001697814-23-000011
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 18 equity positions with a total reported market value of $186.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
18
Positions
$186.82M
Total AUM (reported)
20.89M
Total Shares
Allocation by class
COM$135.01M72.3%
SHRT TRM CORP BD$18.12M9.7%
SPONSORED ADS$7.04M3.8%
7-10 YR TRSY BD$6.15M3.3%
NOTE 0.500%12/0$6.13M3.3%
NOTE 12/0$5.81M3.1%
NOTE 0.250% 9/1$4.02M2.2%
Portfolio Concentration
Top 3$152.73M81.8%
4–10$30.35M16.2%
11–25$3.74M2.0%
Top 3 weight
81.8%
Top 10 weight
98.0%
Voting Authority Distribution
Total shares with voting rights: 20.89M
Sole
Full voting authority
20.89M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole18
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings18
Rows:
QUALCOMM INC
SOLEShares675.88K
TypeSH
Market value$80.46M
43.07%
Sole
675.88K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares858.13K
TypeSH
Market value$54.16M
28.99%
Sole
858.13K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares239.52K
TypeSH
Market value$18.12M
9.70%
Sole
239.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares63.65K
TypeSH
Market value$6.15M
3.29%
Sole
63.65K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares7M
TypePRN
Market value$6.13M
3.28%
Sole
7M
Shared
0.00
None
0.00
PDD HOLDINGS INC
SOLEShares6M
TypePRN
Market value$5.81M
3.11%
Sole
6M
Shared
0.00
None
0.00
SEA LTD
SOLEShares5M
TypePRN
Market value$4.02M
2.15%
Sole
5M
Shared
0.00
None
0.00
TAL EDUCATION GROUP
SOLEShares603.18K
TypeSH
Market value$3.59M
1.92%
Sole
603.18K
Shared
0.00
None
0.00
H WORLD GROUP LTD
SOLEShares60.78K
TypeSH
Market value$2.36M
1.26%
Sole
60.78K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares89.30K
TypeSH
Market value$2.28M
1.22%
Sole
89.30K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares26.79K
TypeSH
Market value$1.06M
0.57%
Sole
26.79K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares13K
TypeSH
Market value$982.4K
0.53%
Sole
13K
Shared
0.00
None
0.00
MINISO GROUP HLDG LTD
SOLEShares56.79K
TypeSH
Market value$964.9K
0.52%
Sole
56.79K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares929.00
TypeSH
Market value$393.0K
0.21%
Sole
929.00
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$187.7K
0.10%
Sole
200K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares1.35K
TypeSH
Market value$112.9K
0.06%
Sole
1.35K
Shared
0.00
None
0.00
STMICROELECTRONICS N V
SOLEShares762.00
TypeSH
Market value$38.1K
0.02%
Sole
762.00
Shared
0.00
None
0.00
OATLY GROUP AB
SOLEShares2.97K
TypeSH
Market value$6.1K
<0.01%
Sole
2.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
QUALCOMM INCSOLE | COM | 675.88K | SH | $80.46M 43.07% | 675.88K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 858.13K | SH | $54.16M 28.99% | 858.13K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 239.52K | SH | $18.12M 9.70% | 239.52K | 0.00 | 0.00 |
ISHARES TRSOLE | 7-10 YR TRSY BD | 63.65K | SH | $6.15M 3.29% | 63.65K | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 0.500%12/0 | 7M | PRN | $6.13M 3.28% | 7M | 0.00 | 0.00 |
PDD HOLDINGS INCSOLE | NOTE 12/0 | 6M | PRN | $5.81M 3.11% | 6M | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 0.250% 9/1 | 5M | PRN | $4.02M 2.15% | 5M | 0.00 | 0.00 |
TAL EDUCATION GROUPSOLE | SPONSORED ADS | 603.18K | SH | $3.59M 1.92% | 603.18K | 0.00 | 0.00 |
H WORLD GROUP LTDSOLE | SPONSORED ADS | 60.78K | SH | $2.36M 1.26% | 60.78K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 89.30K | SH | $2.28M 1.22% | 89.30K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 26.79K | SH | $1.06M 0.57% | 26.79K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 13K | SH | $982.4K 0.53% | 13K | 0.00 | 0.00 |
MINISO GROUP HLDG LTDSOLE | SPONSORED ADS | 56.79K | SH | $964.9K 0.52% | 56.79K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 929.00 | SH | $393.0K 0.21% | 929.00 | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $187.7K 0.10% | 200K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 1.35K | SH | $112.9K 0.06% | 1.35K | 0.00 | 0.00 |
STMICROELECTRONICS N VSOLE | NY REGISTRY | 762.00 | SH | $38.1K 0.02% | 762.00 | 0.00 | 0.00 |
OATLY GROUP ABSOLE | SPONSORED ADS | 2.97K | SH | $6.1K <0.01% | 2.97K | 0.00 | 0.00 |