Filed: 5/2/2023ACC: 0001697814-23-000007
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 20 equity positions with a total reported market value of $137.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
20
Positions
$137.36M
Total AUM (reported)
20.73M
Total Shares
Allocation by class
COM$81.22M59.1%
SHRT TRM CORP BD$16.76M12.2%
7-10 YR TRSY BD$10.27M7.5%
SPONSORED ADS$7.94M5.8%
NOTE 0.500%12/0$6.02M4.4%
NOTE 12/0$5.72M4.2%
NOTE 0.250% 9/1$3.93M2.9%
Portfolio Concentration
Top 3$83.45M60.8%
4–10$47.33M34.5%
11–25$6.58M4.8%
Top 3 weight
60.8%
Top 10 weight
95.2%
Voting Authority Distribution
Total shares with voting rights: 20.73M
Sole
Full voting authority
20.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole20
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings20
Rows:
MICRON TECHNOLOGY INC
SOLEShares849.36K
TypeSH
Market value$51.25M
37.31%
Sole
849.36K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares219.91K
TypeSH
Market value$16.76M
12.20%
Sole
219.91K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares120.98K
TypeSH
Market value$15.44M
11.24%
Sole
120.98K
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC
SOLEShares335.68K
TypeSH
Market value$14.53M
10.58%
Sole
335.68K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares103.65K
TypeSH
Market value$10.27M
7.48%
Sole
103.65K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares7M
TypePRN
Market value$6.02M
4.38%
Sole
7M
Shared
0.00
None
0.00
PINDUODUO INC
SOLEShares6M
TypePRN
Market value$5.72M
4.17%
Sole
6M
Shared
0.00
None
0.00
SEA LTD
SOLEShares5M
TypePRN
Market value$3.93M
2.86%
Sole
5M
Shared
0.00
None
0.00
TAL EDUCATION GROUP
SOLEShares603.18K
TypeSH
Market value$3.87M
2.81%
Sole
603.18K
Shared
0.00
None
0.00
H WORLD GROUP LTD
SOLEShares60.78K
TypeSH
Market value$2.98M
2.17%
Sole
60.78K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares89.30K
TypeSH
Market value$2.25M
1.64%
Sole
89.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares42.47K
TypeSH
Market value$1.17M
0.85%
Sole
42.47K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares26.79K
TypeSH
Market value$1.03M
0.75%
Sole
26.79K
Shared
0.00
None
0.00
MINISO GROUP HLDG LTD
SOLEShares56.79K
TypeSH
Market value$1.01M
0.73%
Sole
56.79K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares8K
TypeSH
Market value$541.5K
0.39%
Sole
8K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares4K
TypeSH
Market value$271.3K
0.20%
Sole
4K
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$180.5K
0.13%
Sole
200K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares770.00
TypeSH
Market value$78.7K
0.06%
Sole
770.00
Shared
0.00
None
0.00
STMICROELECTRONICS N V
SOLEShares762.00
TypeSH
Market value$40.8K
0.03%
Sole
762.00
Shared
0.00
None
0.00
OATLY GROUP AB
SOLEShares2.97K
TypeSH
Market value$7.2K
<0.01%
Sole
2.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICRON TECHNOLOGY INCSOLE | COM | 849.36K | SH | $51.25M 37.31% | 849.36K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 219.91K | SH | $16.76M 12.20% | 219.91K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 120.98K | SH | $15.44M 11.24% | 120.98K | 0.00 | 0.00 |
MARVELL TECHNOLOGY INCSOLE | COM | 335.68K | SH | $14.53M 10.58% | 335.68K | 0.00 | 0.00 |
ISHARES TRSOLE | 7-10 YR TRSY BD | 103.65K | SH | $10.27M 7.48% | 103.65K | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 0.500%12/0 | 7M | PRN | $6.02M 4.38% | 7M | 0.00 | 0.00 |
PINDUODUO INCSOLE | NOTE 12/0 | 6M | PRN | $5.72M 4.17% | 6M | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 0.250% 9/1 | 5M | PRN | $3.93M 2.86% | 5M | 0.00 | 0.00 |
TAL EDUCATION GROUPSOLE | SPONSORED ADS | 603.18K | SH | $3.87M 2.81% | 603.18K | 0.00 | 0.00 |
H WORLD GROUP LTDSOLE | SPONSORED ADS | 60.78K | SH | $2.98M 2.17% | 60.78K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 89.30K | SH | $2.25M 1.64% | 89.30K | 0.00 | 0.00 |
ISHARES TRSOLE | INTL SEL DIV ETF | 42.47K | SH | $1.17M 0.85% | 42.47K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 26.79K | SH | $1.03M 0.75% | 26.79K | 0.00 | 0.00 |
MINISO GROUP HLDG LTDSOLE | SPONSORED ADS | 56.79K | SH | $1.01M 0.73% | 56.79K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 8K | SH | $541.5K 0.39% | 8K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE PACIFIC ETF | 4K | SH | $271.3K 0.20% | 4K | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $180.5K 0.13% | 200K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 770.00 | SH | $78.7K 0.06% | 770.00 | 0.00 | 0.00 |
STMICROELECTRONICS N VSOLE | NY REGISTRY | 762.00 | SH | $40.8K 0.03% | 762.00 | 0.00 | 0.00 |
OATLY GROUP ABSOLE | SPONSORED ADS | 2.97K | SH | $7.2K <0.01% | 2.97K | 0.00 | 0.00 |