Filed: 2/8/2023ACC: 0001697814-23-000003
📋 What this filing means
UG INVESTMENT ADVISERS LTD. filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $167.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$167.54M
Total AUM (reported)
24.18M
Total Shares
Allocation by class
COM$73.06M43.6%
ADS$21.21M12.7%
SPONSORED ADS$20.65M12.3%
7-10 YR TRSY BD$10.89M6.5%
NY REGISTRY$8.31M5.0%
SHRT TRM CORP BD$6.99M4.2%
NOTE 12/0$5.59M3.3%
Portfolio Concentration
Top 3$75.38M45.0%
4–10$63.93M38.2%
11–25$28.24M16.9%
Rest$5.2K0.0%
Top 3 weight
45.0%
Top 10 weight
83.1%
Voting Authority Distribution
Total shares with voting rights: 24.18M
Sole
Full voting authority
24.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole26
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings26
Rows:
MICRON TECHNOLOGY INC
SOLEShares818.33K
TypeSH
Market value$40.90M
24.41%
Sole
818.33K
Shared
0.00
None
0.00
TRIP COM GROUP LTD
SOLEShares550.92K
TypeSH
Market value$18.95M
11.31%
Sole
550.92K
Shared
0.00
None
0.00
H WORLD GROUP LTD
SOLEShares365.95K
TypeSH
Market value$15.52M
9.27%
Sole
365.95K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares532.16K
TypeSH
Market value$14.06M
8.39%
Sole
532.16K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares77.65K
TypeSH
Market value$11.35M
6.77%
Sole
77.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares113.65K
TypeSH
Market value$10.89M
6.50%
Sole
113.65K
Shared
0.00
None
0.00
STMICROELECTRONICS N V
SOLEShares233.66K
TypeSH
Market value$8.31M
4.96%
Sole
233.66K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares92.90K
TypeSH
Market value$6.99M
4.17%
Sole
92.90K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares61.36K
TypeSH
Market value$6.75M
4.03%
Sole
61.36K
Shared
0.00
None
0.00
PINDUODUO INC
SOLEShares6M
TypePRN
Market value$5.59M
3.33%
Sole
6M
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares7M
TypePRN
Market value$5.21M
3.11%
Sole
7M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares58.68K
TypeSH
Market value$4.76M
2.84%
Sole
58.68K
Shared
0.00
None
0.00
TAL EDUCATION GROUP
SOLEShares603.18K
TypeSH
Market value$4.25M
2.54%
Sole
603.18K
Shared
0.00
None
0.00
SEA LTD
SOLEShares5M
TypePRN
Market value$3.69M
2.20%
Sole
5M
Shared
0.00
None
0.00
XPENG INC
SOLEShares227.53K
TypeSH
Market value$2.26M
1.35%
Sole
227.53K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares89.30K
TypeSH
Market value$2.16M
1.29%
Sole
89.30K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares2M
TypePRN
Market value$1.99M
1.19%
Sole
2M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares42.47K
TypeSH
Market value$1.15M
0.69%
Sole
42.47K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares26.79K
TypeSH
Market value$932.7K
0.56%
Sole
26.79K
Shared
0.00
None
0.00
MINISO GROUP HLDG LTD
SOLEShares56.79K
TypeSH
Market value$609.4K
0.36%
Sole
56.79K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares8K
TypeSH
Market value$564.0K
0.34%
Sole
8K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares4K
TypeSH
Market value$257.4K
0.15%
Sole
4K
Shared
0.00
None
0.00
HUTCHMED CHINA LTD
SOLEShares13.15K
TypeSH
Market value$194.4K
0.12%
Sole
13.15K
Shared
0.00
None
0.00
IQIYI INC
SOLEShares200K
TypePRN
Market value$124.4K
0.07%
Sole
200K
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares770.00
TypeSH
Market value$67.8K
0.04%
Sole
770.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICRON TECHNOLOGY INCSOLE | COM | 818.33K | SH | $40.90M 24.41% | 818.33K | 0.00 | 0.00 |
TRIP COM GROUP LTDSOLE | ADS | 550.92K | SH | $18.95M 11.31% | 550.92K | 0.00 | 0.00 |
H WORLD GROUP LTDSOLE | SPONSORED ADS | 365.95K | SH | $15.52M 9.27% | 365.95K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 532.16K | SH | $14.06M 8.39% | 532.16K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 77.65K | SH | $11.35M 6.77% | 77.65K | 0.00 | 0.00 |
ISHARES TRSOLE | 7-10 YR TRSY BD | 113.65K | SH | $10.89M 6.50% | 113.65K | 0.00 | 0.00 |
STMICROELECTRONICS N VSOLE | NY REGISTRY | 233.66K | SH | $8.31M 4.96% | 233.66K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 92.90K | SH | $6.99M 4.17% | 92.90K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 61.36K | SH | $6.75M 4.03% | 61.36K | 0.00 | 0.00 |
PINDUODUO INCSOLE | NOTE 12/0 | 6M | PRN | $5.59M 3.33% | 6M | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 0.500%12/0 | 7M | PRN | $5.21M 3.11% | 7M | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 58.68K | SH | $4.76M 2.84% | 58.68K | 0.00 | 0.00 |
TAL EDUCATION GROUPSOLE | SPONSORED ADS | 603.18K | SH | $4.25M 2.54% | 603.18K | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 0.250% 9/1 | 5M | PRN | $3.69M 2.20% | 5M | 0.00 | 0.00 |
XPENG INCSOLE | ADS | 227.53K | SH | $2.26M 1.35% | 227.53K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 89.30K | SH | $2.16M 1.29% | 89.30K | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 1.250% 6/1 | 2M | PRN | $1.99M 1.19% | 2M | 0.00 | 0.00 |
ISHARES TRSOLE | INTL SEL DIV ETF | 42.47K | SH | $1.15M 0.69% | 42.47K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 26.79K | SH | $932.7K 0.56% | 26.79K | 0.00 | 0.00 |
MINISO GROUP HLDG LTDSOLE | SPONSORED ADS | 56.79K | SH | $609.4K 0.36% | 56.79K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 8K | SH | $564.0K 0.34% | 8K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE PACIFIC ETF | 4K | SH | $257.4K 0.15% | 4K | 0.00 | 0.00 |
HUTCHMED CHINA LTDSOLE | SPONSORED ADS | 13.15K | SH | $194.4K 0.12% | 13.15K | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 4.000%12/1 | 200K | PRN | $124.4K 0.07% | 200K | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 770.00 | SH | $67.8K 0.04% | 770.00 | 0.00 | 0.00 |
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