Filed: 11/13/2023ACC: 0000861177-23-000008
📋 What this filing means
UBS AM, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS LLC filed this quarterly 13F‑HR report disclosing 2590 equity positions with a total reported market value of $223.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2590
Positions
$223.22B
Total AUM (reported)
4.18B
Total Shares
Allocation by class
EQUITY US CM$202.91B90.9%
REST INV TS$8.00B3.6%
NON US EQTY$6.02B2.7%
ADR-EMG MKT$3.76B1.7%
CONV BD US$1.68B0.8%
ADR-DEV MKT$290.46M0.1%
FUNDS EQUITY$174.42M0.1%
Portfolio Concentration
Top 3$32.21B14.4%
4–10$24.88B11.1%
11–25$24.45B11.0%
Rest$141.67B63.5%
Top 3 weight
14.4%
Top 10 weight
25.6%
Voting Authority Distribution
Total shares with voting rights: 4.18B
Sole
Full voting authority
2.96B
shares
% of voting shares70.6%
Shared
Joint voting authority
5.49M
shares
% of voting shares0.1%
None
No voting authority
1.22B
shares
% of voting shares29.2%
Investment Discretion (by position count)
Sole440
Shared0
Other2150
Dominant voting typeSole · 70.6% of voting shares
Institutional Holdings2590
Rows:
MICROSOFT CORP
DFNDShares42.01M
TypeSH
Market value$13.26B
5.94%
Sole
22.86M
Shared
163.05K
None
18.98M
APPLE INC
DFNDShares75.88M
TypeSH
Market value$12.99B
5.82%
Sole
39.85M
Shared
136.76K
None
35.89M
NVIDIA
DFNDShares13.69M
TypeSH
Market value$5.96B
2.67%
Sole
7.87M
Shared
39.91K
None
5.78M
AMAZON COM INC
DFNDShares43.70M
TypeSH
Market value$5.56B
2.49%
Sole
20.82M
Shared
253.78K
None
22.63M
ALPHABET INC CL A
DFNDShares32.45M
TypeSH
Market value$4.25B
1.90%
Sole
15.10M
Shared
228.35K
None
17.13M
TESLA INC
DFNDShares15.12M
TypeSH
Market value$3.78B
1.69%
Sole
7.63M
Shared
26.52K
None
7.46M
ALPHABET INC CL C
DFNDShares23.92M
TypeSH
Market value$3.15B
1.41%
Sole
10.96M
Shared
0.00
None
12.95M
META PLATFORMS INC
DFNDShares10.26M
TypeSH
Market value$3.08B
1.38%
Sole
4.51M
Shared
46.57K
None
5.71M
UNITEDHEALTH GROUP INC
DFNDShares5.38M
TypeSH
Market value$2.72B
1.22%
Sole
2.94M
Shared
24.82K
None
2.42M
ELI LILLY & CO COM NPV
DFNDShares4.37M
TypeSH
Market value$2.35B
1.05%
Sole
2.08M
Shared
11.99K
None
2.28M
ADOBE INC
DFNDShares4.44M
TypeSH
Market value$2.27B
1.02%
Sole
2.49M
Shared
25.25K
None
1.93M
VISA INC CLASS A SHARES
DFNDShares8.62M
TypeSH
Market value$1.98B
0.89%
Sole
4.39M
Shared
35.90K
None
4.19M
MASTERCARD INC CLASS A
DFNDShares4.80M
TypeSH
Market value$1.90B
0.85%
Sole
2.47M
Shared
51.33K
None
2.28M
BROADCOM INC
DFNDShares2.17M
TypeSH
Market value$1.80B
0.81%
Sole
1.25M
Shared
10.20K
None
900.96K
JOHNSON & JOHNSON
DFNDShares11.10M
TypeSH
Market value$1.73B
0.77%
Sole
5.12M
Shared
30.79K
None
5.96M
HOME DEPOT INC
DFNDShares5.70M
TypeSH
Market value$1.72B
0.77%
Sole
3.08M
Shared
0.00
None
2.62M
BERKSHIRE HATHAWAY INC CLASS B
DFNDShares4.77M
TypeSH
Market value$1.67B
0.75%
Sole
2.21M
Shared
0.00
None
2.56M
JPMORGAN CHASE & COMPANY
DFNDShares11.41M
TypeSH
Market value$1.65B
0.74%
Sole
5.51M
Shared
35.42K
None
5.86M
SALESFORCE INC
DFNDShares7.68M
TypeSH
Market value$1.56B
0.70%
Sole
4.69M
Shared
23.71K
None
2.97M
PROCTER & GAMBLE CO
DFNDShares9.77M
TypeSH
Market value$1.43B
0.64%
Sole
4.59M
Shared
0.00
None
5.18M
ABBVIE INC
DFNDShares9.41M
TypeSH
Market value$1.40B
0.63%
Sole
4.71M
Shared
40.78K
None
4.66M
CISCO SYSTEMS INC
DFNDShares25.85M
TypeSH
Market value$1.39B
0.62%
Sole
14.83M
Shared
0.00
None
11.02M
PEPSICO INC
DFNDShares8.04M
TypeSH
Market value$1.36B
0.61%
Sole
4.31M
Shared
0.00
None
3.73M
MERCK & CO INC
DFNDShares12.65M
TypeSH
Market value$1.30B
0.58%
Sole
6M
Shared
0.00
None
6.65M
COCA COLA
DFNDShares22.89M
TypeSH
Market value$1.28B
0.57%
Sole
12.81M
Shared
123.86K
None
9.95M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | EQUITY US CM | 42.01M | SH | $13.26B 5.94% | 22.86M | 163.05K | 18.98M |
APPLE INCDFND | EQUITY US CM | 75.88M | SH | $12.99B 5.82% | 39.85M | 136.76K | 35.89M |
NVIDIADFND | EQUITY US CM | 13.69M | SH | $5.96B 2.67% | 7.87M | 39.91K | 5.78M |
AMAZON COM INCDFND | EQUITY US CM | 43.70M | SH | $5.56B 2.49% | 20.82M | 253.78K | 22.63M |
ALPHABET INC CL ADFND | EQUITY US CM | 32.45M | SH | $4.25B 1.90% | 15.10M | 228.35K | 17.13M |
TESLA INCDFND | EQUITY US CM | 15.12M | SH | $3.78B 1.69% | 7.63M | 26.52K | 7.46M |
ALPHABET INC CL CDFND | EQUITY US CM | 23.92M | SH | $3.15B 1.41% | 10.96M | 0.00 | 12.95M |
META PLATFORMS INCDFND | EQUITY US CM | 10.26M | SH | $3.08B 1.38% | 4.51M | 46.57K | 5.71M |
UNITEDHEALTH GROUP INCDFND | EQUITY US CM | 5.38M | SH | $2.72B 1.22% | 2.94M | 24.82K | 2.42M |
ELI LILLY & CO COM NPVDFND | EQUITY US CM | 4.37M | SH | $2.35B 1.05% | 2.08M | 11.99K | 2.28M |
ADOBE INCDFND | EQUITY US CM | 4.44M | SH | $2.27B 1.02% | 2.49M | 25.25K | 1.93M |
VISA INC CLASS A SHARESDFND | EQUITY US CM | 8.62M | SH | $1.98B 0.89% | 4.39M | 35.90K | 4.19M |
MASTERCARD INC CLASS ADFND | EQUITY US CM | 4.80M | SH | $1.90B 0.85% | 2.47M | 51.33K | 2.28M |
BROADCOM INCDFND | EQUITY US CM | 2.17M | SH | $1.80B 0.81% | 1.25M | 10.20K | 900.96K |
JOHNSON & JOHNSONDFND | EQUITY US CM | 11.10M | SH | $1.73B 0.77% | 5.12M | 30.79K | 5.96M |
HOME DEPOT INCDFND | EQUITY US CM | 5.70M | SH | $1.72B 0.77% | 3.08M | 0.00 | 2.62M |
BERKSHIRE HATHAWAY INC CLASS BDFND | EQUITY US CM | 4.77M | SH | $1.67B 0.75% | 2.21M | 0.00 | 2.56M |
JPMORGAN CHASE & COMPANYDFND | EQUITY US CM | 11.41M | SH | $1.65B 0.74% | 5.51M | 35.42K | 5.86M |
SALESFORCE INCDFND | EQUITY US CM | 7.68M | SH | $1.56B 0.70% | 4.69M | 23.71K | 2.97M |
PROCTER & GAMBLE CODFND | EQUITY US CM | 9.77M | SH | $1.43B 0.64% | 4.59M | 0.00 | 5.18M |
ABBVIE INCDFND | EQUITY US CM | 9.41M | SH | $1.40B 0.63% | 4.71M | 40.78K | 4.66M |
CISCO SYSTEMS INCDFND | EQUITY US CM | 25.85M | SH | $1.39B 0.62% | 14.83M | 0.00 | 11.02M |
PEPSICO INCDFND | EQUITY US CM | 8.04M | SH | $1.36B 0.61% | 4.31M | 0.00 | 3.73M |
MERCK & CO INCDFND | EQUITY US CM | 12.65M | SH | $1.30B 0.58% | 6M | 0.00 | 6.65M |
COCA COLADFND | EQUITY US CM | 22.89M | SH | $1.28B 0.57% | 12.81M | 123.86K | 9.95M |
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