TUCKER BRIAN L (EVP, COO) exercised options at PIONEER ENERGY SERVICES LLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

TUCKER BRIAN L

Filed: 1/28/2020ACC: 0001179110-20-000831

InsiderTUCKER BRIAN LCIK 1629779

→

IssuerPIONEER ENERGY SERVICES LLCCIK 320575

Officer· EVP, COO

Since Jan 2019

-46.09K

Net shares

Net seller

$1.6K

Total sold

Open market trades

0B · 0S

Total transactions

94.59K acquired · 140.68K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+45.65K

Price / share

—

Trade value

—

% of position

49.1%

1/24/2020

92.97K→138.62K

Common Stock

Direct

F · Tax Withholding

−13.54K

Price / share

$0.04

Trade value

$541.40

% of position

9.8%

1/24/2020

138.62K→125.09K

Common Stock

Direct

M · Option Exercise

+25.65K

Price / share

—

Trade value

—

% of position

20.5%

1/24/2020

125.09K→150.74K

Common Stock

Direct

D · Disposition

−25.65K

Price / share

$0.03

Trade value

$769.47

% of position

17.0%

1/24/2020

150.74K→125.09K

Common Stock

Direct

M · Option Exercise

+23.29K

Price / share

—

Trade value

—

% of position

18.6%

1/25/2020

125.09K→148.38K

Common Stock

Direct

F · Tax Withholding

−6.91K

Price / share

$0.04

Trade value

$276.24

% of position

4.7%

1/25/2020

148.38K→141.47K

Total

Net shares

+48.50K

Net value

-$1.59K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/24/2020	M · Option Exercise	+45.65K	—	—	49.1%	92.97K	138.62K
Common Stock Direct	1/24/2020	F · Tax Withholding	−13.54K	$0.04	$541.40	9.8%	138.62K	125.09K
Common Stock Direct	1/24/2020	M · Option Exercise	+25.65K	—	—	20.5%	125.09K	150.74K
Common Stock Direct	1/24/2020	D · Disposition	−25.65K	$0.03	$769.47	17.0%	150.74K	125.09K
Common Stock Direct	1/25/2020	M · Option Exercise	+23.29K	—	—	18.6%	125.09K	148.38K
Common Stock Direct	1/25/2020	F · Tax Withholding	−6.91K	$0.04	$276.24	4.7%	148.38K	141.47K
Total			+48.50K		-$1.59K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

45.65K shares

−45.65K

Strike price

Held after

91.30K

Exercisable

—

1/24/2020

Phantom Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

25.65K shares

−25.65K

Strike price

Held after

51.30K

Exercisable

—

1/24/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

23.29K shares

−23.29K

Strike price

Held after

23.29K

Exercisable

—

1/25/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock45.65K shares	1/24/2020	M · Option Exercise	−45.65K	—	91.30K
Phantom Stock Units Direct	Common Stock25.65K shares	1/24/2020	M · Option Exercise	−25.65K	—	51.30K
Restricted Stock Units Direct	Common Stock23.29K shares	1/25/2020	M · Option Exercise	−23.29K	—	23.29K