TUCKER ASSET MANAGEMENT LLC

Filed: 9/8/2023ACC: 0001398344-23-017929

📋 What this filing means

TUCKER ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1169 equity positions with a total reported market value of $344.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1169

Positions

$344.08M

Total AUM (reported)

3.90M

Total Shares

Allocation by class

FIRST TR ENH NEW$82.43M24.0%

S&P500 EQL WGT$63.60M18.5%

TR UNIT$42.86M12.5%

COM$33.72M9.8%

BILL$24.10M7.0%

SHORT TREAS BD$22.61M6.6%

UNIT SER 1$14.72M4.3%

Portfolio Concentration

Top 3$188.89M54.9%

4–10$71.13M20.7%

11–25$31.60M9.2%

Rest$52.46M15.2%

Top 3 weight

54.9%

Top 10 weight

75.6%

Voting Authority Distribution

Total shares with voting rights: 3.90M

Sole

Full voting authority

1.57M

% of voting shares40.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.33M

% of voting shares59.8%

Investment Discretion (by position count)

Sole1169

Shared0

Other0

Dominant voting typeNone · 59.8% of voting shares

Institutional Holdings1169

Rows:

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares1.39M

TypeSH

Market value$82.43M

23.96%

Sole

476.57K

Shared

0.00

None

910.98K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares425.03K

TypeSH

Market value$63.60M

18.48%

Sole

147.26K

Shared

0.00

None

277.77K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares96.67K

TypeSH

Market value$42.85M

12.45%

Sole

53.73K

Shared

0.00

None

42.94K

ISHARES TR

SOLE

SHORT TREAS BD

Shares204.68K

TypeSH

Market value$22.61M

6.57%

Sole

97.98K

Shared

0.00

None

106.70K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares39.84K

TypeSH

Market value$14.72M

4.28%

Sole

19.33K

Shared

0.00

None

20.51K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares43.31K

TypeSH

Market value$7.35M

2.14%

Sole

9.96K

Shared

0.00

None

33.34K

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares68.22K

TypeSH

Market value$7.32M

2.13%

Sole

15.79K

Shared

0.00

None

52.43K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares41.07K

TypeSH

Market value$7.14M

2.08%

Sole

9.58K

Shared

0.00

None

31.49K

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares107.41K

TypeSH

Market value$6.99M

2.03%

Sole

24.71K

Shared

0.00

None

82.70K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares5.06K

TypePRN

Market value$5.00M

1.45%

Sole

3.93K

Shared

0.00

None

1.12K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares3.33K

TypePRN

Market value$3.33M

0.97%

Sole

1.53K

Shared

0.00

None

1.80K

NVIDIA CORPORATION

SOLE

COM

Shares7.77K

TypeSH

Market value$3.29M

0.96%

Sole

4.44K

Shared

0.00

None

3.33K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares3.27K

TypePRN

Market value$3.24M

0.94%

Sole

2.77K

Shared

0.00

None

503.00

APPLE INC

SOLE

COM

Shares16.20K

TypeSH

Market value$3.14M

0.91%

Sole

10.70K

Shared

0.00

None

5.50K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares3.17K

TypePRN

Market value$3.13M

0.91%

Sole

2.32K

Shared

0.00

None

853.00

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares2.26K

TypePRN

Market value$2.25M

0.65%

Sole

1.67K

Shared

0.00

None

590.00

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares2.05K

TypePRN

Market value$2.02M

0.59%

Sole

1.12K

Shared

0.00

None

930.00

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares20.33K

TypeSH

Market value$1.99M

0.58%

Sole

13.55K

Shared

0.00

None

6.78K

UNITED STATES TREASURY NOTES NOTE

SOLE

NOTE

Shares1.66K

TypePRN

Market value$1.61M

0.47%

Sole

0.00

Shared

0.00

None

1.66K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares1.63K

TypePRN

Market value$1.61M

0.47%

Sole

949.00

Shared

0.00

None

678.00

AMPHASTAR PHARMACEUTICALS IN

SOLE

COM

Shares27.80K

TypeSH

Market value$1.60M

0.46%

Sole

13.90K

Shared

0.00

None

13.90K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares13.09K

TypeSH

Market value$1.35M

0.39%

Sole

3.98K

Shared

0.00

None

9.11K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares1.18K

TypePRN

Market value$1.17M

0.34%

Sole

816.00

Shared

0.00

None

362.00

MICROSOFT CORP

SOLE

COM

Shares3.13K

TypeSH

Market value$1.06M

0.31%

Sole

874.00

Shared

0.00

None

2.25K

UNITED STATES TREASURY BILLS BILL

SOLE

BILL

Shares807.00

TypePRN

Market value$801.8K

0.23%

Sole

484.00

Shared

0.00

None

323.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	1.39M	SH	$82.43M 23.96%	476.57K	910.98K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	425.03K	SH	$63.60M 18.48%	147.26K	277.77K
SPDR S&P 500 ETF TRSOLE	TR UNIT	96.67K	SH	$42.85M 12.45%	53.73K	42.94K
ISHARES TRSOLE	SHORT TREAS BD	204.68K	SH	$22.61M 6.57%	97.98K	106.70K
INVESCO QQQ TRSOLE	UNIT SER 1	39.84K	SH	$14.72M 4.28%	19.33K	20.51K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	43.31K	SH	$7.35M 2.14%	9.96K	33.34K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	68.22K	SH	$7.32M 2.13%	15.79K	52.43K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	41.07K	SH	$7.14M 2.08%	9.58K	31.49K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	107.41K	SH	$6.99M 2.03%	24.71K	82.70K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	5.06K	PRN	$5.00M 1.45%	3.93K	1.12K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	3.33K	PRN	$3.33M 0.97%	1.53K	1.80K
NVIDIA CORPORATIONSOLE	COM	7.77K	SH	$3.29M 0.96%	4.44K	3.33K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	3.27K	PRN	$3.24M 0.94%	2.77K	503.00
APPLE INCSOLE	COM	16.20K	SH	$3.14M 0.91%	10.70K	5.50K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	3.17K	PRN	$3.13M 0.91%	2.32K	853.00
UNITED STATES TREASURY BILLS BILLSOLE	BILL	2.26K	PRN	$2.25M 0.65%	1.67K	590.00
UNITED STATES TREASURY BILLS BILLSOLE	BILL	2.05K	PRN	$2.02M 0.59%	1.12K	930.00
RAYTHEON TECHNOLOGIES CORPSOLE	COM	20.33K	SH	$1.99M 0.58%	13.55K	6.78K
UNITED STATES TREASURY NOTES NOTESOLE	NOTE	1.66K	PRN	$1.61M 0.47%	0.00	1.66K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	1.63K	PRN	$1.61M 0.47%	949.00	678.00
AMPHASTAR PHARMACEUTICALS INSOLE	COM	27.80K	SH	$1.60M 0.46%	13.90K	13.90K
ISHARES TRSOLE	INTRM GOV CR ETF	13.09K	SH	$1.35M 0.39%	3.98K	9.11K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	1.18K	PRN	$1.17M 0.34%	816.00	362.00
MICROSOFT CORPSOLE	COM	3.13K	SH	$1.06M 0.31%	874.00	2.25K
UNITED STATES TREASURY BILLS BILLSOLE	BILL	807.00	PRN	$801.8K 0.23%	484.00	323.00

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