Filed: 5/11/2023ACC: 0001398344-23-009473
📋 What this filing means
TUCKER ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 556 equity positions with a total reported market value of $320.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
556
Positions
$320.13M
Total AUM (reported)
3.32M
Total Shares
Allocation by class
S&P500 EQL WGT$117.30M36.6%
TCW OPPORTUNIS$85.86M26.8%
TR UNIT$77.69M24.3%
UNIT SER 1$20.54M6.4%
COM$10.82M3.4%
CL A$747.6K0.2%
TOTAL STK MKT$437.4K0.1%
Portfolio Concentration
Top 3$280.83M87.7%
4–10$25.30M7.9%
11–25$3.82M1.2%
Rest$10.19M3.2%
Top 3 weight
87.7%
Top 10 weight
95.6%
Voting Authority Distribution
Total shares with voting rights: 3.32M
Sole
Full voting authority
1.07M
shares
% of voting shares32.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.25M
shares
% of voting shares67.7%
Investment Discretion (by position count)
Sole556
Shared0
Other0
Dominant voting typeNone · 67.7% of voting shares
Institutional Holdings556
Rows:
INVESCO EXCHANGE TRADED FD T
SOLEShares743.77K
TypeSH
Market value$117.30M
36.64%
Sole
268.36K
Shared
0.00
None
475.42K
FIRST TR EXCHNG TRADED FD VI
SOLEShares1.73M
TypeSH
Market value$85.86M
26.82%
Sole
598.64K
Shared
0.00
None
1.13M
SPDR S&P 500 ETF TR
SOLEShares171.97K
TypeSH
Market value$77.67M
24.26%
Sole
61.94K
Shared
0.00
None
110.03K
INVESCO QQQ TR
SOLEShares56.66K
TypeSH
Market value$20.54M
6.42%
Sole
20.32K
Shared
0.00
None
36.34K
NVIDIA CORPORATION
SOLEShares5.10K
TypeSH
Market value$1.39M
0.43%
Sole
1.27K
Shared
0.00
None
3.83K
APPLE INC
SOLEShares5.73K
TypeSH
Market value$1.00M
0.31%
Sole
2.86K
Shared
0.00
None
2.86K
RAYTHEON TECHNOLOGIES CORP
SOLEShares9.78K
TypeSH
Market value$968.7K
0.30%
Sole
5.16K
Shared
0.00
None
4.62K
MARRIOTT INTL INC NEW
SOLEShares2.89K
TypeSH
Market value$507.6K
0.16%
Sole
1.44K
Shared
0.00
None
1.44K
OBSEVA SA
SOLEShares298.29K
TypeSH
Market value$450.4K
0.14%
Sole
0.00
Shared
0.00
None
298.29K
VANGUARD INDEX FDS
SOLEShares1.92K
TypeSH
Market value$437.4K
0.14%
Sole
1.28K
Shared
0.00
None
640.00
CARRIER GLOBAL CORPORATION
SOLEShares9.22K
TypeSH
Market value$422.9K
0.13%
Sole
4.61K
Shared
0.00
None
4.61K
OTIS WORLDWIDE CORP
SOLEShares4.51K
TypeSH
Market value$346.9K
0.11%
Sole
1.50K
Shared
0.00
None
3K
FIRST TR EXCH TRADED FD III
SOLEShares16.56K
TypeSH
Market value$332.6K
0.10%
Sole
16.56K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares925.00
TypeSH
Market value$285.2K
0.09%
Sole
475.00
Shared
0.00
None
450.00
SPROUTS FMRS MKT INC
SOLEShares8.82K
TypeSH
Market value$282.2K
0.09%
Sole
5.48K
Shared
0.00
None
3.35K
HOME DEPOT INC
SOLEShares844.00
TypeSH
Market value$252.6K
0.08%
Sole
460.00
Shared
0.00
None
384.00
FIRST TR EXCH TRADED FD III
SOLEShares11.94K
TypeSH
Market value$238.3K
0.07%
Sole
11.94K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares2.81K
TypeSH
Market value$231.9K
0.07%
Sole
2.10K
Shared
0.00
None
702.00
ALPHABET INC
SOLEShares83.00
TypeSH
Market value$230.9K
0.07%
Sole
46.00
Shared
0.00
None
37.00
AMAZON COM INC
SOLEShares68.00
TypeSH
Market value$221.7K
0.07%
Sole
28.00
Shared
0.00
None
40.00
CHEVRON CORP NEW
SOLEShares1.23K
TypeSH
Market value$200.5K
0.06%
Sole
650.00
Shared
0.00
None
582.00
ISHARES TR
SOLEShares1.98K
TypeSH
Market value$200.4K
0.06%
Sole
706.00
Shared
0.00
None
1.27K
ISHARES TR
SOLEShares438.00
TypeSH
Market value$198.7K
0.06%
Sole
202.00
Shared
0.00
None
236.00
FIRST TR EXCH TRADED FD III
SOLEShares3.68K
TypeSH
Market value$188.4K
0.06%
Sole
3.68K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares3.04K
TypeSH
Market value$188.2K
0.06%
Sole
1.14K
Shared
0.00
None
1.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 743.77K | SH | $117.30M 36.64% | 268.36K | 0.00 | 475.42K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 1.73M | SH | $85.86M 26.82% | 598.64K | 0.00 | 1.13M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 171.97K | SH | $77.67M 24.26% | 61.94K | 0.00 | 110.03K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 56.66K | SH | $20.54M 6.42% | 20.32K | 0.00 | 36.34K |
NVIDIA CORPORATIONSOLE | COM | 5.10K | SH | $1.39M 0.43% | 1.27K | 0.00 | 3.83K |
APPLE INCSOLE | COM | 5.73K | SH | $1.00M 0.31% | 2.86K | 0.00 | 2.86K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 9.78K | SH | $968.7K 0.30% | 5.16K | 0.00 | 4.62K |
MARRIOTT INTL INC NEWSOLE | CL A | 2.89K | SH | $507.6K 0.16% | 1.44K | 0.00 | 1.44K |
OBSEVA SASOLE | COM | 298.29K | SH | $450.4K 0.14% | 0.00 | 0.00 | 298.29K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.92K | SH | $437.4K 0.14% | 1.28K | 0.00 | 640.00 |
CARRIER GLOBAL CORPORATIONSOLE | COM | 9.22K | SH | $422.9K 0.13% | 4.61K | 0.00 | 4.61K |
OTIS WORLDWIDE CORPSOLE | COM | 4.51K | SH | $346.9K 0.11% | 1.50K | 0.00 | 3K |
FIRST TR EXCH TRADED FD IIISOLE | SHRT DUR MNG MUN | 16.56K | SH | $332.6K 0.10% | 16.56K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 925.00 | SH | $285.2K 0.09% | 475.00 | 0.00 | 450.00 |
SPROUTS FMRS MKT INCSOLE | COM | 8.82K | SH | $282.2K 0.09% | 5.48K | 0.00 | 3.35K |
HOME DEPOT INCSOLE | COM | 844.00 | SH | $252.6K 0.08% | 460.00 | 0.00 | 384.00 |
FIRST TR EXCH TRADED FD IIISOLE | ULTRA SHT DUR MU | 11.94K | SH | $238.3K 0.07% | 11.94K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 2.81K | SH | $231.9K 0.07% | 2.10K | 0.00 | 702.00 |
ALPHABET INCSOLE | CAP STK CL A | 83.00 | SH | $230.9K 0.07% | 46.00 | 0.00 | 37.00 |
AMAZON COM INCSOLE | COM | 68.00 | SH | $221.7K 0.07% | 28.00 | 0.00 | 40.00 |
CHEVRON CORP NEWSOLE | COM | 1.23K | SH | $200.5K 0.06% | 650.00 | 0.00 | 582.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 1.98K | SH | $200.4K 0.06% | 706.00 | 0.00 | 1.27K |
ISHARES TRSOLE | CORE S&P500 ETF | 438.00 | SH | $198.7K 0.06% | 202.00 | 0.00 | 236.00 |
FIRST TR EXCH TRADED FD IIISOLE | MUNI HI INCM ETF | 3.68K | SH | $188.4K 0.06% | 3.68K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 3.04K | SH | $188.2K 0.06% | 1.14K | 0.00 | 1.90K |
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