TSENGAS STEVEN (CEO) exercised options at OURPETS CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

TSENGAS STEVEN

Filed: 10/10/2018ACC: 0001638599-18-001180

InsiderTSENGAS STEVENCIK 1138571

→

IssuerOURPETS COCIK 1094139

DirectorOfficer10% Owner· CEO

Since Oct 2018

+127.72K

Net shares

Net buyer

$69.0K

Total acquired

Open market trades

0B · 0S

Total transactions

127.72K acquired

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+127.72K

Price / share

$0.54

Trade value

$68.97K

% of position

3.4%

10/8/2018

3.75M→3.88M

Total

Net shares

+127.72K

Net value

$68.97K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/8/2018	M · Option Exercise	+127.72K	$0.54	$68.97K	3.4%	3.75M	3.88M
Total			+127.72K		$68.97K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)29

Common Stock

Direct

Shares owned3.47M

Common Stock

Direct

Shares owned3.75M

Commonn Stock

Direct

Shares owned3.73M

Common Stock

Indirect

Shares owned72K

Common Stock

Indirect

Shares owned100K

Common Stock

Direct

Shares owned3.29M

Common Stock

Direct

Shares owned3.48M

Common Stock

Indirect

Shares owned772.71K

Common Stock

Indirect

Shares owned148.44K

Common Stock

Indirect

Shares owned30.07K

Common Stock

Direct

Shares owned3.48M

Common Stock

Direct

Shares owned3.74M

Common Stock

Indirect

Shares owned44.10K

Common Stock

Direct

Shares owned3.76M

Common Stock

Direct

Shares owned2.99M

Common Stock

Direct

Shares owned3.81M

Common Stock

Direct

Shares owned3.55M

Common Stock

Indirect

Shares owned125.13K

Common Stock

Direct

Shares owned3.37M

Common Stock

Indirect

Shares owned135.22K

Common Stock

Indirect

Shares owned45.61K

Common Stock

Direct

Shares owned3.19M

Common Stock

Indirect

Shares owned124K

Common Stock

Indirect

Shares owned134.40K

Common Stock

Direct

Shares owned3.57M

Common Stock

Direct

Shares owned3.43M

Common Stock

Indirect

Shares owned137.81K

Common Stock

Indirect

Shares owned134.69K

Common Stock

Direct

Shares owned3.06M

Total

55.71M direct·2M indirect57.71M

Security Title	Shares Owned	Ownership Type
Common Stock	3.47M	Direct
Common Stock	3.75M	Direct
Commonn Stock	3.73M	Direct
Common Stock	72K	Indirect
Common Stock	100K	Indirect
Common Stock	3.29M	Direct
Common Stock	3.48M	Direct
Common Stock	772.71K	Indirect
Common Stock	148.44K	Indirect
Common Stock	30.07K	Indirect
Common Stock	3.48M	Direct
Common Stock	3.74M	Direct
Common Stock	44.10K	Indirect
Common Stock	3.76M	Direct
Common Stock	2.99M	Direct
Common Stock	3.81M	Direct
Common Stock	3.55M	Direct
Common Stock	125.13K	Indirect
Common Stock	3.37M	Direct
Common Stock	135.22K	Indirect
Common Stock	45.61K	Indirect
Common Stock	3.19M	Direct
Common Stock	124K	Indirect
Common Stock	134.40K	Indirect
Common Stock	3.57M	Direct
Common Stock	3.43M	Direct
Common Stock	137.81K	Indirect
Common Stock	134.69K	Indirect
Common Stock	3.06M	Direct
Total	57.71M	55.71M direct·2M indirect

Derivative Holdings (Post-Transaction)15

Warrant

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.8448

Expiration

—

Exercise window

—

Warrant

Indirect

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.4898

Expiration

—

Exercise window

—

Warrant

Indirect

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.4898

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.4436

Expiration

—

Exercise window

—

Preferred Stock

Indirect

Underlying security

Common

Underlying shares

52K

Shares owned

0.00

Exercise price

0.7

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.29

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.9678

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.495

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

127.32K

Shares owned

127.32K

Exercise price

0.5419

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.6794

Expiration

—

Exercise window

—

Warrant

Indirect

Underlying security

Common

Underlying shares

26.39K

Shares owned

0.00

Exercise price

0.4926

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

110K

Shares owned

110K

Exercise price

0.87

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.7999

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.35

Expiration

—

Exercise window

—

Warrant

Direct

Underlying security

Common

Underlying shares

380.59K

Shares owned

0.00

Exercise price

0.4138

Expiration

—

Exercise window

—

Total

Underlying

696.30K

Owned

237.32K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant Direct	Common	0.8448	—	—	0.00	0.00
Warrant Indirect	Common	0.4898	—	—	0.00	0.00
Warrant Indirect	Common	0.4898	—	—	0.00	0.00
Warrant Direct	Common	0.4436	—	—	0.00	0.00
Preferred Stock Indirect	Common	0.7	—	—	52K	0.00
Option Direct	Common	0.29	—	—	0.00	0.00
Warrant Direct	Common	0.9678	—	—	0.00	0.00
Option Direct	Common	0.495	—	—	0.00	0.00
Warrant Direct	Common	0.5419	—	—	127.32K	127.32K
Warrant Direct	Common	0.6794	—	—	0.00	0.00
Warrant Indirect	Common	0.4926	—	—	26.39K	0.00
Option Direct	Common	0.87	—	—	110K	110K
Warrant Direct	Common	0.7999	—	—	0.00	0.00
Option Direct	Common	0.35	—	—	0.00	0.00
Warrant Direct	Common	0.4138	—	—	380.59K	0.00
Total					696.30K	237.32K