TSAI JOSEPH C exercised options at ALIBABA GROUP HOLDING LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 10/5/2026ACC: 0001193125-26-413036
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
10.83K acquired · 10.83K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
+3.33K
Price / share
—
Trade value
—
% of position
0.4%
10/1/2026
825.24K→828.57K
Ordinary Shares
Direct
Shares
+7.50K
Price / share
—
Trade value
—
% of position
0.9%
10/1/2026
828.57K→836.07K
Total
Net shares
+10.83K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 10/1/2026 | M · Option Exercise | +3.33K | — | — | 0.4% | 825.24K | 828.57K |
| Ordinary Shares Direct | 10/1/2026 | M · Option Exercise | +7.50K | — | — | 0.9% | 828.57K | 836.07K |
| Total | +10.83K | $0.00 | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Ordinary Shares
3.33K shares
Shares
−3.33K
Strike price
Held after
60K
Exercisable
—
10/1/2026
Restricted Share Units
Direct
Converts to
Ordinary Shares
7.50K shares
Shares
−7.50K
Strike price
Held after
105K
Exercisable
—
10/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Ordinary Shares3.33K shares | 10/1/2026 | M · Option Exercise | −3.33K | — | 60K | |
| Restricted Share Units Direct | Ordinary Shares7.50K shares | 10/1/2026 | M · Option Exercise | −7.50K | — | 105K |
Non-Derivative Holdings (Post-Transaction)2
Ordinary Shares
IndirectShares owned1.28M
Ordinary Shares
IndirectShares owned114.98M
Total
116.26M indirect116.26M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Ordinary Shares | 1.28M | Indirect |
| Ordinary Shares | 114.98M | Indirect |
| Total | 116.26M | 116.26M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported