TRUONG VU (CEO, CSO, Director) exercised options at ARIDIS PHARMACEUTICALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/15/2023ACC: 0001493152-23-021481
DirectorOfficer10% Owner· CEO, CSO, Director
Since Aug 2018
+100K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
115K acquired · 15K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+15K
Price / share
—
Trade value
—
% of position
2.0%
6/5/2023
737.35K→752.35K
Total
Net shares
+15K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2023 | M · Option Exercise | +15K | — | — | 2.0% | 737.35K | 752.35K |
| Total | +15K | $0.00 | ||||||
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock
100K shares
Shares
+100K
Strike price
0.16
Held after
787.75K
Exercisable
—
5/4/2023
Restricted Stock Units
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
Held after
15K
Exercisable
—
6/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock100K shares | 5/4/2023 | A · Award | +100K | 0.16 | — | 787.75K |
| Restricted Stock Units Direct | Common Stock15K shares | 6/5/2023 | M · Option Exercise | −15K | — | 15K |