TROMPETER PATRICIA (CEO) exercised options at SPHERE 3D CORP.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/4/2023ACC: 0001062993-23-021854
DirectorOfficer· CEO
Since Jan 2023
-38.71K
Net shares
Net seller
$31.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
110.60K acquired · 149.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+110.60K
Price / share
—
Trade value
—
% of position
196.8%
12/1/2023
56.19K→166.79K
Common Stock
Direct
Shares
−38.71K
Price / share
$0.80
Trade value
$30.97K
% of position
23.2%
12/1/2023
166.79K→128.08K
Total
Net shares
+71.89K
Net value
-$30.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/1/2023 | M · Option Exercise | +110.60K | — | — | 196.8% | 56.19K | 166.79K |
| Common Stock Direct | 12/1/2023 | F · Tax Withholding | −38.71K | $0.80 | $30.97K | 23.2% | 166.79K | 128.08K |
| Total | +71.89K | -$30.97K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
110.60K shares
Shares
−110.60K
Strike price
Held after
35.72K
Exercisable
—
12/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock110.60K shares | 12/1/2023 | M · Option Exercise | −110.60K | — | 35.72K |