TROMPETER PATRICIA (CEO) exercised options at SPHERE 3D CORP.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/4/2023ACC: 0001062993-23-010189
DirectorOfficer· CEO
Since Jan 2023
-64.09K
Net shares
Net seller
$22.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
150K acquired · 214.09K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+150K
Price / share
—
Trade value
—
% of position
77.0%
5/2/2023
194.87K→344.87K
Common Stock
Direct
Shares
−64.09K
Price / share
$0.35
Trade value
$22.61K
% of position
18.6%
5/2/2023
344.87K→280.77K
Total
Net shares
+85.91K
Net value
-$22.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/2/2023 | M · Option Exercise | +150K | — | — | 77.0% | 194.87K | 344.87K |
| Common Stock Direct | 5/2/2023 | F · Tax Withholding | −64.09K | $0.35 | $22.61K | 18.6% | 344.87K | 280.77K |
| Total | +85.91K | -$22.61K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
150K shares
Shares
−150K
Strike price
Held after
1.22M
Exercisable
—
5/2/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock150K shares | 5/2/2023 | M · Option Exercise | −150K | — | 1.22M |