TROMPETER PATRICIA enters SPHERE 3D CORP. with 194.87K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/3/2023ACC: 0001062993-23-000011
DirectorOfficer· CEO
Since Jan 2023
194.87K
Baseline shares
100% direct
194.87K
Direct ownership
1 position
1.15M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned194.87K
Total
194.87K direct194.87K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 194.87K | Direct |
| Total | 194.87K | 194.87K direct |
Derivative Holdings2
Restricted Stock Unit (RSU)
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Non-Qualified Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
750K
Shares owned
N/A
Exercise price
1.80
Expiration
—
Exercise window
—
Total
Underlying
1.15M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock | — | — | 400K | N/A | |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock | 1.80 | — | — | 750K | N/A |
| Total | 1.15M | 0.00 | ||||