TRIMBLE RYAN

PrivateCIK: 1871513

Location

SALT LAKE CITY, UT

TRIMBLE RYAN reported 5 transactions at SERA PROGNOSTICS, INC.

Review the transaction codes below to understand the nature of each event.

TRIMBLE RYAN

Filed: 7/21/2021ACC: 0001104659-21-094518

InsiderTRIMBLE RYANCIK 1871513

→

IssuerSERA PROGNOSTICS, INC.CIK 1534969

Director

Since Jul 2021

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

10

Total transactions

63.01K acquired · 63.01K disposed

Non-Derivative Transactions5

Class A Common Stock

Indirect

C · Conversion

Shares

+9.82K

Price / share

—

Trade value

—

% of position

26.2%

7/19/2021

37.55K→47.37K

Class A Common Stock

Indirect

C · Conversion

Shares

+1.50K

Price / share

—

Trade value

—

% of position

3.2%

7/19/2021

47.37K→48.87K

Class A Common Stock

Indirect

C · Conversion

Shares

+2.97K

Price / share

—

Trade value

—

% of position

6.1%

7/19/2021

48.87K→51.84K

Class A Common Stock

Indirect

C · Conversion

Shares

+13.34K

Price / share

—

Trade value

—

% of position

25.7%

7/19/2021

51.84K→65.18K

Class A Common Stock

Indirect

C · Conversion

Shares

+35.38K

Price / share

—

Trade value

—

% of position

54.3%

7/19/2021

65.18K→100.55K

Total

Net shares

+63.01K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	7/19/2021	C · Conversion	+9.82K	—	—	26.2%	37.55K	47.37K
Class A Common Stock Indirect	7/19/2021	C · Conversion	+1.50K	—	—	3.2%	47.37K	48.87K
Class A Common Stock Indirect	7/19/2021	C · Conversion	+2.97K	—	—	6.1%	48.87K	51.84K
Class A Common Stock Indirect	7/19/2021	C · Conversion	+13.34K	—	—	25.7%	51.84K	65.18K
Class A Common Stock Indirect	7/19/2021	C · Conversion	+35.38K	—	—	54.3%	65.18K	100.55K
Total			+63.01K		$0.00

Derivative Transactions5

Series A-2 Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

9.82K shares

Shares

−9.82K

Strike price

Held after

0.00

Exercisable

—

7/19/2021

Series B-1 Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

1.50K shares

Shares

−1.50K

Strike price

Held after

0.00

Exercisable

—

7/19/2021

Series B-2 Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

2.97K shares

Shares

−2.97K

Strike price

Held after

0.00

Exercisable

—

7/19/2021

Series C-1 Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

13.34K shares

Shares

−13.34K

Strike price

Held after

0.00

Exercisable

—

7/19/2021

Series D Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

35.38K shares

Shares

−35.38K

Strike price

Held after

0.00

Exercisable

—

7/19/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A-2 Preferred Stock Indirect	Class A Common Stock9.82K shares	7/19/2021	C · Conversion	−9.82K		—	0.00
Series B-1 Preferred Stock Indirect	Class A Common Stock1.50K shares	7/19/2021	C · Conversion	−1.50K		—	0.00
Series B-2 Preferred Stock Indirect	Class A Common Stock2.97K shares	7/19/2021	C · Conversion	−2.97K		—	0.00
Series C-1 Preferred Stock Indirect	Class A Common Stock13.34K shares	7/19/2021	C · Conversion	−13.34K		—	0.00
Series D Preferred Stock Indirect	Class A Common Stock35.38K shares	7/19/2021	C · Conversion	−35.38K		—	0.00