TRIMBLE RYAN enters SERA PROGNOSTICS, INC. with 37.55K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

TRIMBLE RYAN

Filed: 7/14/2021ACC: 0001104659-21-092303

InsiderTRIMBLE RYANCIK 1871513

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IssuerSERA PROGNOSTICS, INC.CIK 1534969

Director

Since Jul 2021

37.55K

Baseline shares

0.00

Direct ownership

0 positions

75.88K

Derivative underlying

7 instruments

Security positions

37.55K indirect

Non-Derivative Holdings1

Class A Common Stock

Indirect

Shares owned37.55K

Total

37.55K indirect37.55K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	37.55K	Indirect
Total	37.55K	37.55K indirect

Derivative Holdings7

Warrants (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

6.44K

Shares owned

N/A

Exercise price

9.02

Expiration

—

Exercise window

—

Series C-1 Preferred Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

13.34K

Shares owned

N/A

Exercise price

12.37

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

35.38K

Shares owned

N/A

Exercise price

9.02

Expiration

—

Exercise window

—

Series B-1 Preferred Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

1.50K

Shares owned

N/A

Exercise price

5.20

Expiration

—

Exercise window

—

Series A-2 Preferred Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

9.82K

Shares owned

N/A

Exercise price

5.20

Expiration

—

Exercise window

—

Series B-2 Preferred Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

2.97K

Shares owned

N/A

Exercise price

8.32

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

6.44K

Shares owned

N/A

Exercise price

10.83

Expiration

—

Exercise window

—

Total

Underlying

75.88K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants (Right to Buy) Indirect	Class A Common Stock	9.02	—	—	6.44K	N/A
Series C-1 Preferred Stock Indirect	Class A Common Stock	12.37	—	—	13.34K	N/A
Series D Preferred Stock Indirect	Class A Common Stock	9.02	—	—	35.38K	N/A
Series B-1 Preferred Stock Indirect	Class A Common Stock	5.20	—	—	1.50K	N/A
Series A-2 Preferred Stock Indirect	Class A Common Stock	5.20	—	—	9.82K	N/A
Series B-2 Preferred Stock Indirect	Class A Common Stock	8.32	—	—	2.97K	N/A
Warrants (Right to Buy) Indirect	Class A Common Stock	10.83	—	—	6.44K	N/A
Total					75.88K	0.00