Filed: 11/1/2023ACC: 0001962615-23-000004
📋 What this filing means
TRIFECTA CAPITAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 423 equity positions with a total reported market value of $311.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
423
Positions
$311.11M
Total AUM (reported)
1.75M
Total Shares
Allocation by class
COM$179.28M57.6%
UNIT SER 1$27.21M8.7%
CAP STK CL C$15.76M5.1%
CORE S&P SCP ETF$13.41M4.3%
TR UNIT$12.59M4.0%
CORE S&P500 ETF$9.95M3.2%
UTSER1 S&PDCRP$8.80M2.8%
Portfolio Concentration
Top 3$64.99M20.9%
4–10$85.74M27.6%
11–25$74.77M24.0%
Rest$85.61M27.5%
Top 3 weight
20.9%
Top 10 weight
48.4%
Voting Authority Distribution
Total shares with voting rights: 1.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole423
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings423
Rows:
INVESCO QQQ TR
SOLEShares75.96K
TypeSH
Market value$27.21M
8.75%
Sole
0.00
Shared
0.00
None
75.96K
APPLE INC
SOLEShares122.37K
TypeSH
Market value$20.95M
6.73%
Sole
0.00
Shared
0.00
None
122.37K
MICROSOFT CORP
SOLEShares53.29K
TypeSH
Market value$16.83M
5.41%
Sole
0.00
Shared
0.00
None
53.29K
ALPHABET INC
SOLEShares119.50K
TypeSH
Market value$15.76M
5.06%
Sole
0.00
Shared
0.00
None
119.50K
ELI LILLY & CO
SOLEShares25.79K
TypeSH
Market value$13.85M
4.45%
Sole
0.00
Shared
0.00
None
25.79K
ISHARES TR
SOLEShares142.18K
TypeSH
Market value$13.41M
4.31%
Sole
0.00
Shared
0.00
None
142.18K
SPDR S&P 500 ETF TR
SOLEShares29.44K
TypeSH
Market value$12.59M
4.05%
Sole
0.00
Shared
0.00
None
29.44K
AMAZON COM INC
SOLEShares87.80K
TypeSH
Market value$11.16M
3.59%
Sole
0.00
Shared
0.00
None
87.80K
ISHARES TR
SOLEShares23.17K
TypeSH
Market value$9.95M
3.20%
Sole
0.00
Shared
0.00
None
23.17K
NVIDIA CORPORATION
SOLEShares20.74K
TypeSH
Market value$9.02M
2.90%
Sole
0.00
Shared
0.00
None
20.74K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares19.27K
TypeSH
Market value$8.80M
2.83%
Sole
0.00
Shared
0.00
None
19.27K
COSTCO WHSL CORP NEW
SOLEShares13.54K
TypeSH
Market value$7.65M
2.46%
Sole
0.00
Shared
0.00
None
13.54K
PALO ALTO NETWORKS INC
SOLEShares24.45K
TypeSH
Market value$5.73M
1.84%
Sole
0.00
Shared
0.00
None
24.45K
THERMO FISHER SCIENTIFIC INC
SOLEShares10.91K
TypeSH
Market value$5.52M
1.78%
Sole
0.00
Shared
0.00
None
10.91K
ISHARES TR
SOLEShares20.02K
TypeSH
Market value$4.99M
1.60%
Sole
0.00
Shared
0.00
None
20.02K
UNITEDHEALTH GROUP INC
SOLEShares9.35K
TypeSH
Market value$4.71M
1.51%
Sole
0.00
Shared
0.00
None
9.35K
VISA INC
SOLEShares20.18K
TypeSH
Market value$4.64M
1.49%
Sole
0.00
Shared
0.00
None
20.18K
CATERPILLAR INC
SOLEShares16.86K
TypeSH
Market value$4.60M
1.48%
Sole
0.00
Shared
0.00
None
16.86K
SALESFORCE INC
SOLEShares20.98K
TypeSH
Market value$4.25M
1.37%
Sole
0.00
Shared
0.00
None
20.98K
MORGAN STANLEY
SOLEShares50.62K
TypeSH
Market value$4.13M
1.33%
Sole
0.00
Shared
0.00
None
50.62K
HOME DEPOT INC
SOLEShares13.61K
TypeSH
Market value$4.11M
1.32%
Sole
0.00
Shared
0.00
None
13.61K
VERTEX PHARMACEUTICALS INC
SOLEShares11.48K
TypeSH
Market value$3.99M
1.28%
Sole
0.00
Shared
0.00
None
11.48K
UBER TECHNOLOGIES INC
SOLEShares86.20K
TypeSH
Market value$3.96M
1.27%
Sole
0.00
Shared
0.00
None
86.20K
GOLDMAN SACHS GROUP INC
SOLEShares12.07K
TypeSH
Market value$3.91M
1.26%
Sole
0.00
Shared
0.00
None
12.07K
ADOBE INC
SOLEShares7.36K
TypeSH
Market value$3.75M
1.21%
Sole
0.00
Shared
0.00
None
7.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 75.96K | SH | $27.21M 8.75% | 0.00 | 0.00 | 75.96K |
APPLE INCSOLE | COM | 122.37K | SH | $20.95M 6.73% | 0.00 | 0.00 | 122.37K |
MICROSOFT CORPSOLE | COM | 53.29K | SH | $16.83M 5.41% | 0.00 | 0.00 | 53.29K |
ALPHABET INCSOLE | CAP STK CL C | 119.50K | SH | $15.76M 5.06% | 0.00 | 0.00 | 119.50K |
ELI LILLY & COSOLE | COM | 25.79K | SH | $13.85M 4.45% | 0.00 | 0.00 | 25.79K |
ISHARES TRSOLE | CORE S&P SCP ETF | 142.18K | SH | $13.41M 4.31% | 0.00 | 0.00 | 142.18K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 29.44K | SH | $12.59M 4.05% | 0.00 | 0.00 | 29.44K |
AMAZON COM INCSOLE | COM | 87.80K | SH | $11.16M 3.59% | 0.00 | 0.00 | 87.80K |
ISHARES TRSOLE | CORE S&P500 ETF | 23.17K | SH | $9.95M 3.20% | 0.00 | 0.00 | 23.17K |
NVIDIA CORPORATIONSOLE | COM | 20.74K | SH | $9.02M 2.90% | 0.00 | 0.00 | 20.74K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 19.27K | SH | $8.80M 2.83% | 0.00 | 0.00 | 19.27K |
COSTCO WHSL CORP NEWSOLE | COM | 13.54K | SH | $7.65M 2.46% | 0.00 | 0.00 | 13.54K |
PALO ALTO NETWORKS INCSOLE | COM | 24.45K | SH | $5.73M 1.84% | 0.00 | 0.00 | 24.45K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 10.91K | SH | $5.52M 1.78% | 0.00 | 0.00 | 10.91K |
ISHARES TRSOLE | CORE S&P MCP ETF | 20.02K | SH | $4.99M 1.60% | 0.00 | 0.00 | 20.02K |
UNITEDHEALTH GROUP INCSOLE | COM | 9.35K | SH | $4.71M 1.51% | 0.00 | 0.00 | 9.35K |
VISA INCSOLE | COM CL A | 20.18K | SH | $4.64M 1.49% | 0.00 | 0.00 | 20.18K |
CATERPILLAR INCSOLE | COM | 16.86K | SH | $4.60M 1.48% | 0.00 | 0.00 | 16.86K |
SALESFORCE INCSOLE | COM | 20.98K | SH | $4.25M 1.37% | 0.00 | 0.00 | 20.98K |
MORGAN STANLEYSOLE | COM NEW | 50.62K | SH | $4.13M 1.33% | 0.00 | 0.00 | 50.62K |
HOME DEPOT INCSOLE | COM | 13.61K | SH | $4.11M 1.32% | 0.00 | 0.00 | 13.61K |
VERTEX PHARMACEUTICALS INCSOLE | COM | 11.48K | SH | $3.99M 1.28% | 0.00 | 0.00 | 11.48K |
UBER TECHNOLOGIES INCSOLE | COM | 86.20K | SH | $3.96M 1.27% | 0.00 | 0.00 | 86.20K |
GOLDMAN SACHS GROUP INCSOLE | COM | 12.07K | SH | $3.91M 1.26% | 0.00 | 0.00 | 12.07K |
ADOBE INCSOLE | COM | 7.36K | SH | $3.75M 1.21% | 0.00 | 0.00 | 7.36K |
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