TRIEU VUONG (CEO and Chairman of the Board) received a stock award from ONCOTELIC THERAPEUTICS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

TRIEU VUONG

Filed: 7/16/2021ACC: 0001493152-21-017106

InsiderTRIEU VUONGCIK 1587074

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IssuerONCOTELIC THERAPEUTICS, INC.CIK 908259

DirectorOfficer10% Owner· CEO and Chairman of the Board

Since Apr 2019

+94.66M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

94.75M acquired · 93.98K disposed

Non-Derivative Transactions4

Common Stock

Direct

C · Conversion

+74.46M

Price / share

—

Trade value

—

% of position

470.9%

3/31/2021

15.81M→90.27M

Common Stock

Indirect

C · Conversion

+13.85M

Price / share

—

Trade value

—

% of position

472.5%

3/31/2021

2.93M→16.78M

Common Stock

Indirect

C · Conversion

+5.67M

Price / share

—

Trade value

—

% of position

472.5%

3/31/2021

1.20M→6.87M

Common Stock

Direct

A · Award

+259.30K

Price / share

—

Trade value

—

% of position

0.3%

7/8/2021

90.27M→90.53M

Total

Net shares

+94.24M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/31/2021	C · Conversion	+74.46M	—	—	470.9%	15.81M	90.27M
Common Stock Indirect	3/31/2021	C · Conversion	+13.85M	—	—	472.5%	2.93M	16.78M
Common Stock Indirect	3/31/2021	C · Conversion	+5.67M	—	—	472.5%	1.20M	6.87M
Common Stock Direct	7/8/2021	A · Award	+259.30K	—	—	0.3%	90.27M	90.53M
Total			+94.24M		$0.00

Derivative Transactions4

Series A Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

74.46M shares

−74.46K

Strike price

Held after

0.00

Exercisable

—

3/31/2021

Series A Convertible Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

13.85M shares

−13.85K

Strike price

Held after

0.00

Exercisable

—

3/31/2021

Series A Convertible Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

5.67M shares

−5.67K

Strike price

Held after

0.00

Exercisable

—

3/31/2021

Stock Options

Direct

A · Award

Converts to

Common Stock

513.95K shares

+513.95K

Strike price

0.1626

Held after

513.95K

Exercisable

—

7/8/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Convertible Preferred Stock Direct	Common Stock74.46M shares	3/31/2021	C · Conversion	−74.46K		—	0.00
Series A Convertible Preferred Stock Indirect	Common Stock13.85M shares	3/31/2021	C · Conversion	−13.85K		—	0.00
Series A Convertible Preferred Stock Indirect	Common Stock5.67M shares	3/31/2021	C · Conversion	−5.67K		—	0.00
Stock Options Direct	Common Stock513.95K shares	7/8/2021	A · Award	+513.95K	0.1626	—	513.95K