TRIBECA INVESTMENT PARTNERS PTY LTD enters CLS HOLDINGS USA, INC. with 13.17M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 10/19/2022ACC: 0001800329-22-000005
10% Owner
Since Sep 2022
13.17M
Baseline shares
0.00
Direct ownership
0 positions
8.73M
Derivative underlying
4 instruments
1
Security positions
13.17M indirect
Non-Derivative Holdings1
Common shares
IndirectShares owned13.17M
Total
13.17M indirect13.17M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common shares | 13.17M | Indirect |
| Total | 13.17M | 13.17M indirect |
Derivative Holdings4
Convertible Units
IndirectUnderlying security
Common shares
Underlying shares
1.13M
Shares owned
N/A
Exercise price
0.4
Expiration
—
Exercise window
—
Convertible Units
IndirectUnderlying security
Common shares
Underlying shares
1.13M
Shares owned
N/A
Exercise price
0.4
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common shares
Underlying shares
454.55K
Shares owned
N/A
Exercise price
1.65
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common shares
Underlying shares
6.03M
Shares owned
N/A
Exercise price
0.4
Expiration
—
Exercise window
—
Total
Underlying
8.73M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Units Indirect | Common shares | 0.4 | — | — | 1.13M | N/A |
| Convertible Units Indirect | Common shares | 0.4 | — | — | 1.13M | N/A |
| Warrants Indirect | Common shares | 1.65 | — | — | 454.55K | N/A |
| Warrants Indirect | Common shares | 0.4 | — | — | 6.03M | N/A |
| Total | 8.73M | 0.00 | ||||