Filed: 11/14/2023ACC: 0001567619-23-007711
📋 What this filing means
TRANSAMERICA FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 651 equity positions with a total reported market value of $739.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
651
Positions
$739.0K
Total AUM (reported)
15.85M
Total Shares
Allocation by class
STF TACTICAL GRW$145.2K19.7%
COM$106.9K14.5%
LARGE CAP ETF$55.5K7.5%
SGI DIVERSI TAC$29.1K3.9%
SGI US LARGE CAP$25.5K3.5%
TOTAL BND MRKT$21.6K2.9%
RUS MID CAP ETF$17.5K2.4%
Portfolio Concentration
Top 3$229.8K31.1%
4–10$121.1K16.4%
11–25$129.4K17.5%
Rest$258.6K35.0%
Top 3 weight
31.1%
Top 10 weight
47.5%
Voting Authority Distribution
Total shares with voting rights: 15.85M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.85M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole651
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings651
Rows:
LISTED FD TR
SOLEShares5.45M
TypeSH
Market value$145.2K
19.65%
Sole
0.00
Shared
0.00
None
5.45M
VANGUARD INDEX FDS
SOLEShares283.41K
TypeSH
Market value$55.5K
7.50%
Sole
0.00
Shared
0.00
None
283.41K
RBB FD INC
SOLEShares1.17M
TypeSH
Market value$29.1K
3.94%
Sole
0.00
Shared
0.00
None
1.17M
RBB FD INC
SOLEShares944.09K
TypeSH
Market value$25.5K
3.45%
Sole
0.00
Shared
0.00
None
944.09K
VANGUARD BD INDEX FDS
SOLEShares309.92K
TypeSH
Market value$21.6K
2.93%
Sole
0.00
Shared
0.00
None
309.92K
ISHARES TR
SOLEShares252.38K
TypeSH
Market value$17.5K
2.37%
Sole
0.00
Shared
0.00
None
252.38K
VANGUARD TAX-MANAGED FDS
SOLEShares362.73K
TypeSH
Market value$15.9K
2.15%
Sole
0.00
Shared
0.00
None
362.73K
INVESCO EXCHANGE TRADED FD T
SOLEShares310.34K
TypeSH
Market value$14.4K
1.94%
Sole
0.00
Shared
0.00
None
310.34K
ISHARES TR
SOLEShares130.06K
TypeSH
Market value$13.5K
1.83%
Sole
0.00
Shared
0.00
None
130.06K
PGIM ETF TR
SOLEShares259.03K
TypeSH
Market value$12.8K
1.73%
Sole
0.00
Shared
0.00
None
259.03K
INVESCO EXCHANGE TRADED FD T
SOLEShares126.77K
TypeSH
Market value$12.8K
1.73%
Sole
0.00
Shared
0.00
None
126.77K
ISHARES TR
SOLEShares126.68K
TypeSH
Market value$11.9K
1.62%
Sole
0.00
Shared
0.00
None
126.68K
INVESCO EXCHANGE TRADED FD T
SOLEShares151.20K
TypeSH
Market value$11.9K
1.61%
Sole
0.00
Shared
0.00
None
151.20K
INVESCO EXCHANGE TRADED FD T
SOLEShares264.31K
TypeSH
Market value$11.7K
1.58%
Sole
0.00
Shared
0.00
None
264.31K
WISDOMTREE TR
SOLEShares377.27K
TypeSH
Market value$10.1K
1.36%
Sole
0.00
Shared
0.00
None
377.27K
SCHWAB STRATEGIC TR
SOLEShares184.01K
TypeSH
Market value$9.3K
1.26%
Sole
0.00
Shared
0.00
None
184.01K
VANGUARD INDEX FDS
SOLEShares107.79K
TypeSH
Market value$8.2K
1.10%
Sole
0.00
Shared
0.00
None
107.79K
ISHARES TR
SOLEShares84.72K
TypeSH
Market value$7.8K
1.05%
Sole
0.00
Shared
0.00
None
84.72K
INVESCO EXCH TRADED FD TR II
SOLEShares50.72K
TypeSH
Market value$7.5K
1.01%
Sole
0.00
Shared
0.00
None
50.72K
LISTED FD TR
SOLEShares351.68K
TypeSH
Market value$7.4K
1.01%
Sole
0.00
Shared
0.00
None
351.68K
INVESCO EXCH TRADED FD TR II
SOLEShares125.65K
TypeSH
Market value$7.4K
1.00%
Sole
0.00
Shared
0.00
None
125.65K
VANGUARD CHARLOTTE FDS
SOLEShares134.02K
TypeSH
Market value$6.4K
0.87%
Sole
0.00
Shared
0.00
None
134.02K
ISHARES TR
SOLEShares71.69K
TypeSH
Market value$5.8K
0.79%
Sole
0.00
Shared
0.00
None
71.69K
SPDR SER TR
SOLEShares122.83K
TypeSH
Market value$5.7K
0.77%
Sole
0.00
Shared
0.00
None
122.83K
SCHWAB STRATEGIC TR
SOLEShares174.75K
TypeSH
Market value$5.6K
0.76%
Sole
0.00
Shared
0.00
None
174.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | STF TACTICAL GRW | 5.45M | SH | $145.2K 19.65% | 0.00 | 0.00 | 5.45M |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 283.41K | SH | $55.5K 7.50% | 0.00 | 0.00 | 283.41K |
RBB FD INCSOLE | SGI DIVERSI TAC | 1.17M | SH | $29.1K 3.94% | 0.00 | 0.00 | 1.17M |
RBB FD INCSOLE | SGI US LARGE CAP | 944.09K | SH | $25.5K 3.45% | 0.00 | 0.00 | 944.09K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 309.92K | SH | $21.6K 2.93% | 0.00 | 0.00 | 309.92K |
ISHARES TRSOLE | RUS MID CAP ETF | 252.38K | SH | $17.5K 2.37% | 0.00 | 0.00 | 252.38K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 362.73K | SH | $15.9K 2.15% | 0.00 | 0.00 | 362.73K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT ENRG | 310.34K | SH | $14.4K 1.94% | 0.00 | 0.00 | 310.34K |
ISHARES TRSOLE | TIPS BD ETF | 130.06K | SH | $13.5K 1.83% | 0.00 | 0.00 | 130.06K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 259.03K | SH | $12.8K 1.73% | 0.00 | 0.00 | 259.03K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT INDS | 126.77K | SH | $12.8K 1.73% | 0.00 | 0.00 | 126.77K |
ISHARES TRSOLE | CORE S&P SCP ETF | 126.68K | SH | $11.9K 1.62% | 0.00 | 0.00 | 126.68K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT BASC | 151.20K | SH | $11.9K 1.61% | 0.00 | 0.00 | 151.20K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT TECH | 264.31K | SH | $11.7K 1.58% | 0.00 | 0.00 | 264.31K |
WISDOMTREE TRSOLE | EM EX ST-OWNED | 377.27K | SH | $10.1K 1.36% | 0.00 | 0.00 | 377.27K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 184.01K | SH | $9.3K 1.26% | 0.00 | 0.00 | 184.01K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 107.79K | SH | $8.2K 1.10% | 0.00 | 0.00 | 107.79K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 84.72K | SH | $7.8K 1.05% | 0.00 | 0.00 | 84.72K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 50.72K | SH | $7.5K 1.01% | 0.00 | 0.00 | 50.72K |
LISTED FD TRSOLE | STF TAC GW & INC | 351.68K | SH | $7.4K 1.01% | 0.00 | 0.00 | 351.68K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 125.65K | SH | $7.4K 1.00% | 0.00 | 0.00 | 125.65K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 134.02K | SH | $6.4K 0.87% | 0.00 | 0.00 | 134.02K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 71.69K | SH | $5.8K 0.79% | 0.00 | 0.00 | 71.69K |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 122.83K | SH | $5.7K 0.77% | 0.00 | 0.00 | 122.83K |
SCHWAB STRATEGIC TRSOLE | INTL SCEQT ETF | 174.75K | SH | $5.6K 0.76% | 0.00 | 0.00 | 174.75K |
Page 1 of 27
…