Filed: 11/14/2022ACC: 0001567619-22-019947
📋 What this filing means
TRANSAMERICA FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 653 equity positions with a total reported market value of $678.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
653
Positions
$678.5K
Total AUM (reported)
15.54M
Total Shares
Allocation by class
STF TACTICAL GRW$139.7K20.6%
COM$99.8K14.7%
LARGE CAP ETF$49.2K7.2%
1 3 YR TREAS BD$28.0K4.1%
TOTAL BND MRKT$20.9K3.1%
RUS MID CAP ETF$15.9K2.3%
PGIM ULTRA SH BD$15.6K2.3%
Portfolio Concentration
Top 3$216.8K32.0%
4–10$104.7K15.4%
11–25$127.8K18.8%
Rest$229.2K33.8%
Top 3 weight
32.0%
Top 10 weight
47.4%
Voting Authority Distribution
Total shares with voting rights: 15.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole653
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings653
Rows:
LISTED FD TR
SOLEShares5.88M
TypeSH
Market value$139.7K
20.59%
Sole
0.00
Shared
0.00
None
5.88M
VANGUARD INDEX FDS
SOLEShares300.52K
TypeSH
Market value$49.2K
7.24%
Sole
0.00
Shared
0.00
None
300.52K
ISHARES TR
SOLEShares344.23K
TypeSH
Market value$28.0K
4.12%
Sole
0.00
Shared
0.00
None
344.23K
VANGUARD BD INDEX FDS
SOLEShares293.32K
TypeSH
Market value$20.9K
3.08%
Sole
0.00
Shared
0.00
None
293.32K
ISHARES TR
SOLEShares256.42K
TypeSH
Market value$15.9K
2.35%
Sole
0.00
Shared
0.00
None
256.42K
PGIM ETF TR
SOLEShares317.19K
TypeSH
Market value$15.6K
2.29%
Sole
0.00
Shared
0.00
None
317.19K
VANGUARD TAX-MANAGED FDS
SOLEShares371.41K
TypeSH
Market value$13.5K
1.99%
Sole
0.00
Shared
0.00
None
371.41K
INVESCO EXCHANGE TRADED FD T
SOLEShares176.37K
TypeSH
Market value$13.2K
1.94%
Sole
0.00
Shared
0.00
None
176.37K
ISHARES TR
SOLEShares134.37K
TypeSH
Market value$12.9K
1.90%
Sole
0.00
Shared
0.00
None
134.37K
ISHARES TR
SOLEShares121.13K
TypeSH
Market value$12.7K
1.87%
Sole
0.00
Shared
0.00
None
121.13K
INVESCO EXCHANGE TRADED FD T
SOLEShares391.05K
TypeSH
Market value$12.5K
1.85%
Sole
0.00
Shared
0.00
None
391.05K
INVESCO EXCHANGE TRADED FD T
SOLEShares287.34K
TypeSH
Market value$11.3K
1.66%
Sole
0.00
Shared
0.00
None
287.34K
INVESCO EXCHANGE TRADED FD T
SOLEShares283.29K
TypeSH
Market value$10.9K
1.60%
Sole
0.00
Shared
0.00
None
283.29K
ISHARES TR
SOLEShares123.49K
TypeSH
Market value$10.8K
1.59%
Sole
0.00
Shared
0.00
None
123.49K
INVESCO EXCH TRADED FD TR II
SOLEShares178.62K
TypeSH
Market value$10.3K
1.52%
Sole
0.00
Shared
0.00
None
178.62K
INVESCO ACTVELY MNGD ETC FD
SOLEShares574.57K
TypeSH
Market value$9.3K
1.37%
Sole
0.00
Shared
0.00
None
574.57K
ISHARES TR
SOLEShares89.43K
TypeSH
Market value$9.2K
1.35%
Sole
0.00
Shared
0.00
None
89.43K
WISDOMTREE TR
SOLEShares338.56K
TypeSH
Market value$8.3K
1.23%
Sole
0.00
Shared
0.00
None
338.56K
VANGUARD SCOTTSDALE FDS
SOLEShares142.02K
TypeSH
Market value$8.2K
1.21%
Sole
0.00
Shared
0.00
None
142.02K
VANGUARD INDEX FDS
SOLEShares91.06K
TypeSH
Market value$7.3K
1.08%
Sole
0.00
Shared
0.00
None
91.06K
LISTED FD TR
SOLEShares310.91K
TypeSH
Market value$6.7K
0.99%
Sole
0.00
Shared
0.00
None
310.91K
SPDR SER TR
SOLEShares103.80K
TypeSH
Market value$6.6K
0.97%
Sole
0.00
Shared
0.00
None
103.80K
VANGUARD CHARLOTTE FDS
SOLEShares131.14K
TypeSH
Market value$6.3K
0.92%
Sole
0.00
Shared
0.00
None
131.14K
VANGUARD SCOTTSDALE FDS
SOLEShares73.27K
TypeSH
Market value$5.4K
0.80%
Sole
0.00
Shared
0.00
None
73.27K
SCHWAB STRATEGIC TR
SOLEShares171.98K
TypeSH
Market value$4.8K
0.70%
Sole
0.00
Shared
0.00
None
171.98K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | STF TACTICAL GRW | 5.88M | SH | $139.7K 20.59% | 0.00 | 0.00 | 5.88M |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 300.52K | SH | $49.2K 7.24% | 0.00 | 0.00 | 300.52K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 344.23K | SH | $28.0K 4.12% | 0.00 | 0.00 | 344.23K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 293.32K | SH | $20.9K 3.08% | 0.00 | 0.00 | 293.32K |
ISHARES TRSOLE | RUS MID CAP ETF | 256.42K | SH | $15.9K 2.35% | 0.00 | 0.00 | 256.42K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 317.19K | SH | $15.6K 2.29% | 0.00 | 0.00 | 317.19K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 371.41K | SH | $13.5K 1.99% | 0.00 | 0.00 | 371.41K |
INVESCO EXCHANGE TRADED FD TSOLE | DWA STAPLES | 176.37K | SH | $13.2K 1.94% | 0.00 | 0.00 | 176.37K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 134.37K | SH | $12.9K 1.90% | 0.00 | 0.00 | 134.37K |
ISHARES TRSOLE | TIPS BD ETF | 121.13K | SH | $12.7K 1.87% | 0.00 | 0.00 | 121.13K |
INVESCO EXCHANGE TRADED FD TSOLE | DWA UTILS MUMT | 391.05K | SH | $12.5K 1.85% | 0.00 | 0.00 | 391.05K |
INVESCO EXCHANGE TRADED FD TSOLE | DWA ENERGY MNT | 287.34K | SH | $11.3K 1.66% | 0.00 | 0.00 | 287.34K |
INVESCO EXCHANGE TRADED FD TSOLE | DWA FINL MUMT | 283.29K | SH | $10.9K 1.60% | 0.00 | 0.00 | 283.29K |
ISHARES TRSOLE | CORE S&P SCP ETF | 123.49K | SH | $10.8K 1.59% | 0.00 | 0.00 | 123.49K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 178.62K | SH | $10.3K 1.52% | 0.00 | 0.00 | 178.62K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 574.57K | SH | $9.3K 1.37% | 0.00 | 0.00 | 574.57K |
ISHARES TRSOLE | 20 YR TR BD ETF | 89.43K | SH | $9.2K 1.35% | 0.00 | 0.00 | 89.43K |
WISDOMTREE TRSOLE | EM EX ST-OWNED | 338.56K | SH | $8.3K 1.23% | 0.00 | 0.00 | 338.56K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 142.02K | SH | $8.2K 1.21% | 0.00 | 0.00 | 142.02K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 91.06K | SH | $7.3K 1.08% | 0.00 | 0.00 | 91.06K |
LISTED FD TRSOLE | STF TAC GW & INC | 310.91K | SH | $6.7K 0.99% | 0.00 | 0.00 | 310.91K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 103.80K | SH | $6.6K 0.97% | 0.00 | 0.00 | 103.80K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 131.14K | SH | $6.3K 0.92% | 0.00 | 0.00 | 131.14K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 73.27K | SH | $5.4K 0.80% | 0.00 | 0.00 | 73.27K |
SCHWAB STRATEGIC TRSOLE | INTL SCEQT ETF | 171.98K | SH | $4.8K 0.70% | 0.00 | 0.00 | 171.98K |
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