Filed: 11/13/2023ACC: 0001843010-23-000004
📋 What this filing means
TRADITION WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1356 equity positions with a total reported market value of $839.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1356
Positions
$839.9K
Total AUM (reported)
17.54M
Total Shares
Allocation by class
UIT EXCHANGE TRADED$637.2K75.9%
COMMON STOCK$170.4K20.3%
REAL ESTATE INVESTME$11.3K1.3%
FOREIGN ORDINARIES$7.0K0.8%
CLOSED END MUTL FUND$5.3K0.6%
AMERICAN DEPOSITORY$3.2K0.4%
LIMITED PARTNERSHP$2.3K0.3%
Portfolio Concentration
Top 3$97.1K11.6%
4–10$152.8K18.2%
11–25$176.1K21.0%
Rest$413.9K49.3%
Top 3 weight
11.6%
Top 10 weight
29.7%
Voting Authority Distribution
Total shares with voting rights: 17.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
17.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1356
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1356
Rows:
SCHWAB US LARGE CAP
SOLEShares633.12K
TypeSH
Market value$44.0K
5.24%
Sole
0.00
Shared
0.00
None
633.12K
FT CBOE VEST FUND OF
SOLEShares1.14M
TypeSH
Market value$27.7K
3.30%
Sole
0.00
Shared
0.00
None
1.14M
VANGUARD SMALL CAP VALUE
SOLEShares159.02K
TypeSH
Market value$25.4K
3.02%
Sole
0.00
Shared
0.00
None
159.02K
SCHWAB US DIVIDEND
SOLEShares344.69K
TypeSH
Market value$24.4K
2.90%
Sole
0.00
Shared
0.00
None
344.69K
SCHWAB FUNDAMENTAL INL
SOLEShares728.60K
TypeSH
Market value$23.1K
2.75%
Sole
0.00
Shared
0.00
None
728.60K
INNOVATOR US EQUITY
SOLEShares812.10K
TypeSH
Market value$23.0K
2.74%
Sole
0.00
Shared
0.00
None
812.10K
APPLE INC
SOLEShares125.36K
TypeSH
Market value$21.5K
2.56%
Sole
0.00
Shared
0.00
None
125.36K
ISHARES RUSSELL 1000
SOLEShares98.68K
TypeSH
Market value$20.8K
2.48%
Sole
0.00
Shared
0.00
None
98.68K
JPMORGAN EQUITY PREMIUM
SOLEShares386.69K
TypeSH
Market value$20.7K
2.47%
Sole
0.00
Shared
0.00
None
386.69K
INVSC S P 500 EQUAL
SOLEShares136.44K
TypeSH
Market value$19.3K
2.30%
Sole
0.00
Shared
0.00
None
136.44K
SPDR S&P 600 SMALL CAP
SOLEShares243.92K
TypeSH
Market value$17.8K
2.11%
Sole
0.00
Shared
0.00
None
243.92K
SPDR PORTFOLIO S&P 500
SOLEShares351.29K
TypeSH
Market value$17.7K
2.10%
Sole
0.00
Shared
0.00
None
351.29K
XTRACKERS MSCI EAFE HDGD
SOLEShares445.48K
TypeSH
Market value$15.5K
1.85%
Sole
0.00
Shared
0.00
None
445.48K
SCHWAB FUNDAMENTAL US
SOLEShares237.85K
TypeSH
Market value$13.3K
1.58%
Sole
0.00
Shared
0.00
None
237.85K
ISHARES CORE S&P
SOLEShares131.99K
TypeSH
Market value$12.5K
1.48%
Sole
0.00
Shared
0.00
None
131.99K
SCHWAB US BROAD MARKET
SOLEShares245.54K
TypeSH
Market value$12.2K
1.46%
Sole
0.00
Shared
0.00
None
245.54K
ISHARES MSCI USA QLTY
SOLEShares90.14K
TypeSH
Market value$11.9K
1.41%
Sole
0.00
Shared
0.00
None
90.14K
INNOVATOR GROW 100 POWER
SOLEShares219.66K
TypeSH
Market value$10.0K
1.20%
Sole
0.00
Shared
0.00
None
219.66K
MICROSOFT CORP
SOLEShares31.13K
TypeSH
Market value$9.8K
1.17%
Sole
0.00
Shared
0.00
None
31.13K
JPMORGAN SHORT DURATION
SOLEShares213.93K
TypeSH
Market value$9.7K
1.16%
Sole
0.00
Shared
0.00
None
213.93K
INVSC QQQ TRUST SRS 1
SOLEShares26.45K
TypeSH
Market value$9.5K
1.13%
Sole
0.00
Shared
0.00
None
26.45K
SCHWAB US SMALL CAP ETF
SOLEShares228.69K
TypeSH
Market value$9.5K
1.13%
Sole
0.00
Shared
0.00
None
228.69K
SCHWAB INTERMEDIATE TERM
SOLEShares193.71K
TypeSH
Market value$9.3K
1.11%
Sole
0.00
Shared
0.00
None
193.71K
ISHARES TOTAL USD BOND
SOLEShares201.23K
TypeSH
Market value$8.8K
1.05%
Sole
0.00
Shared
0.00
None
201.23K
VANGUARD DIVIDEND
SOLEShares55.86K
TypeSH
Market value$8.7K
1.03%
Sole
0.00
Shared
0.00
None
55.86K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB US LARGE CAPSOLE | UIT EXCHANGE TRADED | 633.12K | SH | $44.0K 5.24% | 0.00 | 0.00 | 633.12K |
FT CBOE VEST FUND OFSOLE | UIT EXCHANGE TRADED | 1.14M | SH | $27.7K 3.30% | 0.00 | 0.00 | 1.14M |
VANGUARD SMALL CAP VALUESOLE | UIT EXCHANGE TRADED | 159.02K | SH | $25.4K 3.02% | 0.00 | 0.00 | 159.02K |
SCHWAB US DIVIDENDSOLE | UIT EXCHANGE TRADED | 344.69K | SH | $24.4K 2.90% | 0.00 | 0.00 | 344.69K |
SCHWAB FUNDAMENTAL INLSOLE | UIT EXCHANGE TRADED | 728.60K | SH | $23.1K 2.75% | 0.00 | 0.00 | 728.60K |
INNOVATOR US EQUITYSOLE | UIT EXCHANGE TRADED | 812.10K | SH | $23.0K 2.74% | 0.00 | 0.00 | 812.10K |
APPLE INCSOLE | COMMON STOCK | 125.36K | SH | $21.5K 2.56% | 0.00 | 0.00 | 125.36K |
ISHARES RUSSELL 1000SOLE | UIT EXCHANGE TRADED | 98.68K | SH | $20.8K 2.48% | 0.00 | 0.00 | 98.68K |
JPMORGAN EQUITY PREMIUMSOLE | UIT EXCHANGE TRADED | 386.69K | SH | $20.7K 2.47% | 0.00 | 0.00 | 386.69K |
INVSC S P 500 EQUALSOLE | UIT EXCHANGE TRADED | 136.44K | SH | $19.3K 2.30% | 0.00 | 0.00 | 136.44K |
SPDR S&P 600 SMALL CAPSOLE | UIT EXCHANGE TRADED | 243.92K | SH | $17.8K 2.11% | 0.00 | 0.00 | 243.92K |
SPDR PORTFOLIO S&P 500SOLE | UIT EXCHANGE TRADED | 351.29K | SH | $17.7K 2.10% | 0.00 | 0.00 | 351.29K |
XTRACKERS MSCI EAFE HDGDSOLE | UIT EXCHANGE TRADED | 445.48K | SH | $15.5K 1.85% | 0.00 | 0.00 | 445.48K |
SCHWAB FUNDAMENTAL USSOLE | UIT EXCHANGE TRADED | 237.85K | SH | $13.3K 1.58% | 0.00 | 0.00 | 237.85K |
ISHARES CORE S&PSOLE | UIT EXCHANGE TRADED | 131.99K | SH | $12.5K 1.48% | 0.00 | 0.00 | 131.99K |
SCHWAB US BROAD MARKETSOLE | UIT EXCHANGE TRADED | 245.54K | SH | $12.2K 1.46% | 0.00 | 0.00 | 245.54K |
ISHARES MSCI USA QLTYSOLE | UIT EXCHANGE TRADED | 90.14K | SH | $11.9K 1.41% | 0.00 | 0.00 | 90.14K |
INNOVATOR GROW 100 POWERSOLE | UIT EXCHANGE TRADED | 219.66K | SH | $10.0K 1.20% | 0.00 | 0.00 | 219.66K |
MICROSOFT CORPSOLE | COMMON STOCK | 31.13K | SH | $9.8K 1.17% | 0.00 | 0.00 | 31.13K |
JPMORGAN SHORT DURATIONSOLE | UIT EXCHANGE TRADED | 213.93K | SH | $9.7K 1.16% | 0.00 | 0.00 | 213.93K |
INVSC QQQ TRUST SRS 1SOLE | UIT EXCHANGE TRADED | 26.45K | SH | $9.5K 1.13% | 0.00 | 0.00 | 26.45K |
SCHWAB US SMALL CAP ETFSOLE | UIT EXCHANGE TRADED | 228.69K | SH | $9.5K 1.13% | 0.00 | 0.00 | 228.69K |
SCHWAB INTERMEDIATE TERMSOLE | UIT EXCHANGE TRADED | 193.71K | SH | $9.3K 1.11% | 0.00 | 0.00 | 193.71K |
ISHARES TOTAL USD BONDSOLE | UIT EXCHANGE TRADED | 201.23K | SH | $8.8K 1.05% | 0.00 | 0.00 | 201.23K |
VANGUARD DIVIDENDSOLE | UIT EXCHANGE TRADED | 55.86K | SH | $8.7K 1.03% | 0.00 | 0.00 | 55.86K |
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