TRADEWINDS CAPITAL MANAGEMENT, LLC

Filed: 10/16/2024ACC: 0001616026-24-000007

📋 What this filing means

TRADEWINDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 617 equity positions with a total reported market value of $373.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

617

Positions

$373.78M

Total AUM (reported)

5.96M

Total Shares

Allocation by class

COM$41.89M11.2%

PRTFLO S&P500 GW$30.41M8.1%

FINANCIAL$29.81M8.0%

DJ GLB RL ES ETF$29.74M8.0%

MSCI INDIA ETF$29.34M7.9%

US MID-CAP ETF$28.59M7.6%

S&P 400 MDCP GRW$27.61M7.4%

Portfolio Concentration

Top 3$89.96M24.1%

4–10$157.97M42.3%

11–25$74.64M20.0%

Rest$51.21M13.7%

Top 3 weight

24.1%

Top 10 weight

66.3%

Voting Authority Distribution

Total shares with voting rights: 5.96M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.96M

% of voting shares100.0%

Investment Discretion (by position count)

Sole617

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings617

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares366.62K

TypeSH

Market value$30.41M

8.14%

Sole

0.00

Shared

0.00

None

366.62K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares657.74K

TypeSH

Market value$29.81M

7.97%

Sole

0.00

Shared

0.00

None

657.74K

SPDR INDEX SHS FDS

SOLE

DJ GLB RL ES ETF

Shares625.82K

TypeSH

Market value$29.74M

7.96%

Sole

0.00

Shared

0.00

None

625.82K

ISHARES TR

SOLE

MSCI INDIA ETF

Shares501.32K

TypeSH

Market value$29.34M

7.85%

Sole

0.00

Shared

0.00

None

501.32K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares344.05K

TypeSH

Market value$28.59M

7.65%

Sole

0.00

Shared

0.00

None

344.05K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares314.65K

TypeSH

Market value$27.61M

7.39%

Sole

0.00

Shared

0.00

None

314.65K

PIMCO ETF TR

SOLE

INV GRD CRP BD

Shares191.80K

TypeSH

Market value$19.07M

5.10%

Sole

0.00

Shared

0.00

None

191.80K

ISHARES TR

SOLE

CONV BD ETF

Shares223.45K

TypeSH

Market value$18.70M

5.00%

Sole

0.00

Shared

0.00

None

223.45K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares360.24K

TypeSH

Market value$17.90M

4.79%

Sole

0.00

Shared

0.00

None

360.24K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares193.05K

TypeSH

Market value$16.76M

4.48%

Sole

0.00

Shared

0.00

None

193.05K

SPDR SER TR

SOLE

ICE PFD SEC ETF

Shares332.27K

TypeSH

Market value$11.85M

3.17%

Sole

0.00

Shared

0.00

None

332.27K

ISHARES INC

SOLE

MSCI SPAIN ETF

Shares326.94K

TypeSH

Market value$11.54M

3.09%

Sole

0.00

Shared

0.00

None

326.94K

SELECT SECTOR SPDR TR

SOLE

INDL

Shares83.44K

TypeSH

Market value$11.30M

3.02%

Sole

0.00

Shared

0.00

None

83.44K

MICROSOFT CORP

SOLE

COM

Shares20.54K

TypeSH

Market value$8.84M

2.36%

Sole

0.00

Shared

0.00

None

20.54K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares108.34K

TypeSH

Market value$5.50M

1.47%

Sole

0.00

Shared

0.00

None

108.34K

APPLE INC

SOLE

COM

Shares19.42K

TypeSH

Market value$4.52M

1.21%

Sole

0.00

Shared

0.00

None

19.42K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares61.79K

TypeSH

Market value$4.19M

1.12%

Sole

0.00

Shared

0.00

None

61.79K

SPDR SER TR

SOLE

NUVEEN BLOOMBERG

Shares121.42K

TypeSH

Market value$3.19M

0.85%

Sole

0.00

Shared

0.00

None

121.42K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares51.60K

TypeSH

Market value$2.66M

0.71%

Sole

0.00

Shared

0.00

None

51.60K

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares101.15K

TypeSH

Market value$2.13M

0.57%

Sole

0.00

Shared

0.00

None

101.15K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares38.27K

TypeSH

Market value$2.02M

0.54%

Sole

0.00

Shared

0.00

None

38.27K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares61.53K

TypeSH

Market value$1.90M

0.51%

Sole

0.00

Shared

0.00

None

61.53K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares41.75K

TypeSH

Market value$1.72M

0.46%

Sole

0.00

Shared

0.00

None

41.75K

AMAZON COM INC

SOLE

COM

Shares9.06K

TypeSH

Market value$1.69M

0.45%

Sole

0.00

Shared

0.00

None

9.06K

HONEYWELL INTL INC

SOLE

COM

Shares7.73K

TypeSH

Market value$1.60M

0.43%

Sole

0.00

Shared

0.00

None

7.73K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	366.62K	SH	$30.41M 8.14%	366.62K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	657.74K	SH	$29.81M 7.97%	657.74K
SPDR INDEX SHS FDSSOLE	DJ GLB RL ES ETF	625.82K	SH	$29.74M 7.96%	625.82K
ISHARES TRSOLE	MSCI INDIA ETF	501.32K	SH	$29.34M 7.85%	501.32K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	344.05K	SH	$28.59M 7.65%	344.05K
SPDR SER TRSOLE	S&P 400 MDCP GRW	314.65K	SH	$27.61M 7.39%	314.65K
PIMCO ETF TRSOLE	INV GRD CRP BD	191.80K	SH	$19.07M 5.10%	191.80K
ISHARES TRSOLE	CONV BD ETF	223.45K	SH	$18.70M 5.00%	223.45K
ISHARES GOLD TRSOLE	ISHARES NEW	360.24K	SH	$17.90M 4.79%	360.24K
SPDR SER TRSOLE	S&P 600 SMCP VAL	193.05K	SH	$16.76M 4.48%	193.05K
SPDR SER TRSOLE	ICE PFD SEC ETF	332.27K	SH	$11.85M 3.17%	332.27K
ISHARES INCSOLE	MSCI SPAIN ETF	326.94K	SH	$11.54M 3.09%	326.94K
SELECT SECTOR SPDR TRSOLE	INDL	83.44K	SH	$11.30M 3.02%	83.44K
MICROSOFT CORPSOLE	COM	20.54K	SH	$8.84M 2.36%	20.54K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	108.34K	SH	$5.50M 1.47%	108.34K
APPLE INCSOLE	COM	19.42K	SH	$4.52M 1.21%	19.42K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	61.79K	SH	$4.19M 1.12%	61.79K
SPDR SER TRSOLE	NUVEEN BLOOMBERG	121.42K	SH	$3.19M 0.85%	121.42K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	51.60K	SH	$2.66M 0.71%	51.60K
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	101.15K	SH	$2.13M 0.57%	101.15K
SPDR SER TRSOLE	PRTFLO S&P500 VL	38.27K	SH	$2.02M 0.54%	38.27K
SPDR SER TRSOLE	BLOOMBERG INVT	61.53K	SH	$1.90M 0.51%	61.53K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	41.75K	SH	$1.72M 0.46%	41.75K
AMAZON COM INCSOLE	COM	9.06K	SH	$1.69M 0.45%	9.06K
HONEYWELL INTL INCSOLE	COM	7.73K	SH	$1.60M 0.43%	7.73K

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