TRADEWINDS CAPITAL MANAGEMENT, LLC

Filed: 4/19/2024ACC: 0001616026-24-000004

📋 What this filing means

TRADEWINDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 554 equity positions with a total reported market value of $361.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

554

Positions

$361.81M

Total AUM (reported)

5.99M

Total Shares

Allocation by class

PORTFOLIO LN TSR$44.29M12.2%

COM$36.69M10.1%

S&P 400 MDCP GRW$30.22M8.4%

FINANCIAL$29.74M8.2%

S&P 600 SMCP GRW$29.01M8.0%

TECHNOLOGY$28.64M7.9%

MSCI INDIA ETF$28.48M7.9%

Portfolio Concentration

Top 3$104.25M28.8%

4–10$150.72M41.7%

11–25$65.29M18.0%

Rest$41.55M11.5%

Top 3 weight

28.8%

Top 10 weight

70.5%

Voting Authority Distribution

Total shares with voting rights: 5.99M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.99M

% of voting shares100.0%

Investment Discretion (by position count)

Sole554

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings554

Rows:

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares1.59M

TypeSH

Market value$44.29M

12.24%

Sole

0.00

Shared

0.00

None

1.59M

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares346.19K

TypeSH

Market value$30.22M

8.35%

Sole

0.00

Shared

0.00

None

346.19K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares706.06K

TypeSH

Market value$29.74M

8.22%

Sole

0.00

Shared

0.00

None

706.06K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares332.62K

TypeSH

Market value$29.01M

8.02%

Sole

0.00

Shared

0.00

None

332.62K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares137.52K

TypeSH

Market value$28.64M

7.92%

Sole

0.00

Shared

0.00

None

137.52K

ISHARES TR

SOLE

MSCI INDIA ETF

Shares551.98K

TypeSH

Market value$28.48M

7.87%

Sole

0.00

Shared

0.00

None

551.98K

ISHARES TR

SOLE

CONV BD ETF

Shares231.85K

TypeSH

Market value$18.51M

5.12%

Sole

0.00

Shared

0.00

None

231.85K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares212.91K

TypeSH

Market value$17.34M

4.79%

Sole

0.00

Shared

0.00

None

212.91K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares220.95K

TypeSH

Market value$16.79M

4.64%

Sole

0.00

Shared

0.00

None

220.95K

PIMCO ETF TR

SOLE

INV GRD CRP BD

Shares124.44K

TypeSH

Market value$11.95M

3.30%

Sole

0.00

Shared

0.00

None

124.44K

SCHWAB STRATEGIC TR

SOLE

INT-TRM U.S TRES

Shares240.75K

TypeSH

Market value$11.81M

3.26%

Sole

0.00

Shared

0.00

None

240.75K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares55.52K

TypeSH

Market value$10.21M

2.82%

Sole

0.00

Shared

0.00

None

55.52K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares121.20K

TypeSH

Market value$10.06M

2.78%

Sole

0.00

Shared

0.00

None

121.20K

MICROSOFT CORP

SOLE

COM

Shares19.64K

TypeSH

Market value$8.26M

2.28%

Sole

0.00

Shared

0.00

None

19.64K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares108.65K

TypeSH

Market value$5.48M

1.51%

Sole

0.00

Shared

0.00

None

108.65K

APPLE INC

SOLE

COM

Shares19.26K

TypeSH

Market value$3.30M

0.91%

Sole

0.00

Shared

0.00

None

19.26K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares80.79K

TypeSH

Market value$2.49M

0.69%

Sole

0.00

Shared

0.00

None

80.79K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares41.52K

TypeSH

Market value$2.04M

0.57%

Sole

0.00

Shared

0.00

None

41.52K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares38.43K

TypeSH

Market value$1.93M

0.53%

Sole

0.00

Shared

0.00

None

38.43K

ISHARES INC

SOLE

MSCI MEXICO ETF

Shares26K

TypeSH

Market value$1.80M

0.50%

Sole

0.00

Shared

0.00

None

26K

SUPER MICRO COMPUTER INC

SOLE

COM

Shares1.60K

TypeSH

Market value$1.61M

0.45%

Sole

0.00

Shared

0.00

None

1.60K

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares75.77K

TypeSH

Market value$1.60M

0.44%

Sole

0.00

Shared

0.00

None

75.77K

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares15.83K

TypeSH

Market value$1.59M

0.44%

Sole

0.00

Shared

0.00

None

15.83K

HONEYWELL INTL INC

SOLE

COM

Shares7.72K

TypeSH

Market value$1.59M

0.44%

Sole

0.00

Shared

0.00

None

7.72K

ISHARES TR

SOLE

CORE MSCI EURO

Shares26.23K

TypeSH

Market value$1.52M

0.42%

Sole

0.00

Shared

0.00

None

26.23K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PORTFOLIO LN TSR	1.59M	SH	$44.29M 12.24%	1.59M
SPDR SER TRSOLE	S&P 400 MDCP GRW	346.19K	SH	$30.22M 8.35%	346.19K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	706.06K	SH	$29.74M 8.22%	706.06K
SPDR SER TRSOLE	S&P 600 SMCP GRW	332.62K	SH	$29.01M 8.02%	332.62K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	137.52K	SH	$28.64M 7.92%	137.52K
ISHARES TRSOLE	MSCI INDIA ETF	551.98K	SH	$28.48M 7.87%	551.98K
ISHARES TRSOLE	CONV BD ETF	231.85K	SH	$18.51M 5.12%	231.85K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	212.91K	SH	$17.34M 4.79%	212.91K
SPDR SER TRSOLE	S&P 400 MDCP VAL	220.95K	SH	$16.79M 4.64%	220.95K
PIMCO ETF TRSOLE	INV GRD CRP BD	124.44K	SH	$11.95M 3.30%	124.44K
SCHWAB STRATEGIC TRSOLE	INT-TRM U.S TRES	240.75K	SH	$11.81M 3.26%	240.75K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	55.52K	SH	$10.21M 2.82%	55.52K
SPDR SER TRSOLE	S&P 600 SMCP VAL	121.20K	SH	$10.06M 2.78%	121.20K
MICROSOFT CORPSOLE	COM	19.64K	SH	$8.26M 2.28%	19.64K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	108.65K	SH	$5.48M 1.51%	108.65K
APPLE INCSOLE	COM	19.26K	SH	$3.30M 0.91%	19.26K
SPDR SER TRSOLE	BLOOMBERG INVT	80.79K	SH	$2.49M 0.69%	80.79K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	41.52K	SH	$2.04M 0.57%	41.52K
SPDR SER TRSOLE	PRTFLO S&P500 VL	38.43K	SH	$1.93M 0.53%	38.43K
ISHARES INCSOLE	MSCI MEXICO ETF	26K	SH	$1.80M 0.50%	26K
SUPER MICRO COMPUTER INCSOLE	COM	1.60K	SH	$1.61M 0.45%	1.60K
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	75.77K	SH	$1.60M 0.44%	75.77K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	15.83K	SH	$1.59M 0.44%	15.83K
HONEYWELL INTL INCSOLE	COM	7.72K	SH	$1.59M 0.44%	7.72K
ISHARES TRSOLE	CORE MSCI EURO	26.23K	SH	$1.52M 0.42%	26.23K

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