Filed: 10/30/2023ACC: 0001616026-23-000005
📋 What this filing means
TRADEWINDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 506 equity positions with a total reported market value of $291.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
506
Positions
$291.99M
Total AUM (reported)
6.15M
Total Shares
Allocation by class
CONV BD ETF$45.93M15.7%
PRTFLO S&P500 GW$28.22M9.7%
INTL EQTY ETF$26.81M9.2%
MSCI GERMANY ETF$26.70M9.1%
INDL$26.66M9.1%
MSCI ITALY ETF$25.24M8.6%
COM$22.43M7.7%
Portfolio Concentration
Top 3$100.96M34.6%
4–10$133.56M45.7%
11–25$37.30M12.8%
Rest$20.17M6.9%
Top 3 weight
34.6%
Top 10 weight
80.3%
Voting Authority Distribution
Total shares with voting rights: 6.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole506
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings506
Rows:
ISHARES TR
SOLEShares618.90K
TypeSH
Market value$45.93M
15.73%
Sole
0.00
Shared
0.00
None
618.90K
SPDR SER TR
SOLEShares476.01K
TypeSH
Market value$28.22M
9.66%
Sole
0.00
Shared
0.00
None
476.01K
SCHWAB STRATEGIC TR
SOLEShares789.52K
TypeSH
Market value$26.81M
9.18%
Sole
0.00
Shared
0.00
None
789.52K
ISHARES INC
SOLEShares1.02M
TypeSH
Market value$26.70M
9.14%
Sole
0.00
Shared
0.00
None
1.02M
SELECT SECTOR SPDR TR
SOLEShares262.92K
TypeSH
Market value$26.66M
9.13%
Sole
0.00
Shared
0.00
None
262.92K
ISHARES INC
SOLEShares829.88K
TypeSH
Market value$25.24M
8.65%
Sole
0.00
Shared
0.00
None
829.88K
SELECT SECTOR SPDR TR
SOLEShares195.25K
TypeSH
Market value$17.65M
6.04%
Sole
0.00
Shared
0.00
None
195.25K
SELECT SECTOR SPDR TR
SOLEShares187.15K
TypeSH
Market value$14.70M
5.03%
Sole
0.00
Shared
0.00
None
187.15K
SPDR SER TR
SOLEShares541.46K
TypeSH
Market value$12.90M
4.42%
Sole
0.00
Shared
0.00
None
541.46K
ISHARES INC
SOLEShares316.88K
TypeSH
Market value$9.72M
3.33%
Sole
0.00
Shared
0.00
None
316.88K
SELECT SECTOR SPDR TR
SOLEShares56.09K
TypeSH
Market value$9.03M
3.09%
Sole
0.00
Shared
0.00
None
56.09K
J P MORGAN EXCHANGE TRADED F
SOLEShares107.02K
TypeSH
Market value$5.37M
1.84%
Sole
0.00
Shared
0.00
None
107.02K
MICROSOFT CORP
SOLEShares16.18K
TypeSH
Market value$5.11M
1.75%
Sole
0.00
Shared
0.00
None
16.18K
APPLE INC
SOLEShares19.11K
TypeSH
Market value$3.27M
1.12%
Sole
0.00
Shared
0.00
None
19.11K
SPDR SER TR
SOLEShares77.71K
TypeSH
Market value$2.39M
0.82%
Sole
0.00
Shared
0.00
None
77.71K
SPDR SER TR
SOLEShares38.60K
TypeSH
Market value$1.59M
0.55%
Sole
0.00
Shared
0.00
None
38.60K
ISHARES INC
SOLEShares26.34K
TypeSH
Market value$1.53M
0.53%
Sole
0.00
Shared
0.00
None
26.34K
INVESCO EXCH TRADED FD TR II
SOLEShares72.67K
TypeSH
Market value$1.53M
0.52%
Sole
0.00
Shared
0.00
None
72.67K
HONEYWELL INTL INC
SOLEShares8.03K
TypeSH
Market value$1.48M
0.51%
Sole
0.00
Shared
0.00
None
8.03K
ISHARES TR
SOLEShares26.36K
TypeSH
Market value$1.31M
0.45%
Sole
0.00
Shared
0.00
None
26.36K
ISHARES TR
SOLEShares20.82K
TypeSH
Market value$1.05M
0.36%
Sole
0.00
Shared
0.00
None
20.82K
SCHWAB STRATEGIC TR
SOLEShares25.03K
TypeSH
Market value$1.04M
0.36%
Sole
0.00
Shared
0.00
None
25.03K
UNITED PARCEL SERVICE INC
SOLEShares6.03K
TypeSH
Market value$940.5K
0.32%
Sole
0.00
Shared
0.00
None
6.03K
STARBUCKS CORP
SOLEShares9.10K
TypeSH
Market value$830.9K
0.28%
Sole
0.00
Shared
0.00
None
9.10K
AMAZON COM INC
SOLEShares6.51K
TypeSH
Market value$827.4K
0.28%
Sole
0.00
Shared
0.00
None
6.51K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CONV BD ETF | 618.90K | SH | $45.93M 15.73% | 0.00 | 0.00 | 618.90K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 476.01K | SH | $28.22M 9.66% | 0.00 | 0.00 | 476.01K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 789.52K | SH | $26.81M 9.18% | 0.00 | 0.00 | 789.52K |
ISHARES INCSOLE | MSCI GERMANY ETF | 1.02M | SH | $26.70M 9.14% | 0.00 | 0.00 | 1.02M |
SELECT SECTOR SPDR TRSOLE | INDL | 262.92K | SH | $26.66M 9.13% | 0.00 | 0.00 | 262.92K |
ISHARES INCSOLE | MSCI ITALY ETF | 829.88K | SH | $25.24M 8.65% | 0.00 | 0.00 | 829.88K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 195.25K | SH | $17.65M 6.04% | 0.00 | 0.00 | 195.25K |
SELECT SECTOR SPDR TRSOLE | SBI MATERIALS | 187.15K | SH | $14.70M 5.03% | 0.00 | 0.00 | 187.15K |
SPDR SER TRSOLE | NUVEEN BLOOMBERG | 541.46K | SH | $12.90M 4.42% | 0.00 | 0.00 | 541.46K |
ISHARES INCSOLE | MSCI BRAZIL ETF | 316.88K | SH | $9.72M 3.33% | 0.00 | 0.00 | 316.88K |
SELECT SECTOR SPDR TRSOLE | SBI CONS DISCR | 56.09K | SH | $9.03M 3.09% | 0.00 | 0.00 | 56.09K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 107.02K | SH | $5.37M 1.84% | 0.00 | 0.00 | 107.02K |
MICROSOFT CORPSOLE | COM | 16.18K | SH | $5.11M 1.75% | 0.00 | 0.00 | 16.18K |
APPLE INCSOLE | COM | 19.11K | SH | $3.27M 1.12% | 0.00 | 0.00 | 19.11K |
SPDR SER TRSOLE | BLOOMBERG INVT | 77.71K | SH | $2.39M 0.82% | 0.00 | 0.00 | 77.71K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 38.60K | SH | $1.59M 0.55% | 0.00 | 0.00 | 38.60K |
ISHARES INCSOLE | MSCI MEXICO ETF | 26.34K | SH | $1.53M 0.53% | 0.00 | 0.00 | 26.34K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 72.67K | SH | $1.53M 0.52% | 0.00 | 0.00 | 72.67K |
HONEYWELL INTL INCSOLE | COM | 8.03K | SH | $1.48M 0.51% | 0.00 | 0.00 | 8.03K |
ISHARES TRSOLE | CORE MSCI EURO | 26.36K | SH | $1.31M 0.45% | 0.00 | 0.00 | 26.36K |
ISHARES TRSOLE | BLACKROCK ULTRA | 20.82K | SH | $1.05M 0.36% | 0.00 | 0.00 | 20.82K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 25.03K | SH | $1.04M 0.36% | 0.00 | 0.00 | 25.03K |
UNITED PARCEL SERVICE INCSOLE | CL B | 6.03K | SH | $940.5K 0.32% | 0.00 | 0.00 | 6.03K |
STARBUCKS CORPSOLE | COM | 9.10K | SH | $830.9K 0.28% | 0.00 | 0.00 | 9.10K |
AMAZON COM INCSOLE | COM | 6.51K | SH | $827.4K 0.28% | 0.00 | 0.00 | 6.51K |
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