Filed: 4/10/2023ACC: 0001616026-23-000003
📋 What this filing means
TRADEWINDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 491 equity positions with a total reported market value of $318.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
491
Positions
$318.29M
Total AUM (reported)
8M
Total Shares
Allocation by class
CONV BD ETF$34.62M10.9%
MSCI GERMANY ETF$29.77M9.4%
PORTFOLIO LN TSR$29.65M9.3%
CORE MSCI EURO$29.25M9.2%
MSCI UK ETF NEW$28.13M8.8%
MSCI FRONTIER$27.64M8.7%
GLB NAT RESRCE$26.44M8.3%
Portfolio Concentration
Top 3$94.05M29.5%
4–10$167.07M52.5%
11–25$37.60M11.8%
Rest$19.59M6.2%
Top 3 weight
29.5%
Top 10 weight
82.0%
Voting Authority Distribution
Total shares with voting rights: 8M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole491
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings491
Rows:
ISHARES TR
SOLEShares476.80K
TypeSH
Market value$34.62M
10.88%
Sole
0.00
Shared
0.00
None
476.80K
ISHARES INC
SOLEShares1.05M
TypeSH
Market value$29.77M
9.35%
Sole
0.00
Shared
0.00
None
1.05M
SPDR SER TR
SOLEShares960.13K
TypeSH
Market value$29.65M
9.31%
Sole
0.00
Shared
0.00
None
960.13K
ISHARES TR
SOLEShares558.36K
TypeSH
Market value$29.25M
9.19%
Sole
0.00
Shared
0.00
None
558.36K
ISHARES TR
SOLEShares871.85K
TypeSH
Market value$28.13M
8.84%
Sole
0.00
Shared
0.00
None
871.85K
ISHARES INC
SOLEShares1.08M
TypeSH
Market value$27.64M
8.68%
Sole
0.00
Shared
0.00
None
1.08M
SPDR INDEX SHS FDS
SOLEShares463.08K
TypeSH
Market value$26.44M
8.31%
Sole
0.00
Shared
0.00
None
463.08K
SELECT SECTOR SPDR TR
SOLEShares317.48K
TypeSH
Market value$26.30M
8.26%
Sole
0.00
Shared
0.00
None
317.48K
ISHARES INC
SOLEShares678.43K
TypeSH
Market value$15.56M
4.89%
Sole
0.00
Shared
0.00
None
678.43K
SCHWAB STRATEGIC TR
SOLEShares272.72K
TypeSH
Market value$13.75M
4.32%
Sole
0.00
Shared
0.00
None
272.72K
ISHARES INC
SOLEShares455.79K
TypeSH
Market value$9.37M
2.94%
Sole
0.00
Shared
0.00
None
455.79K
J P MORGAN EXCHANGE TRADED F
SOLEShares105.59K
TypeSH
Market value$5.31M
1.67%
Sole
0.00
Shared
0.00
None
105.59K
MICROSOFT CORP
SOLEShares17.01K
TypeSH
Market value$4.90M
1.54%
Sole
0.00
Shared
0.00
None
17.01K
ISHARES TR
SOLEShares27.61K
TypeSH
Market value$2.74M
0.86%
Sole
0.00
Shared
0.00
None
27.61K
APPLE INC
SOLEShares16.32K
TypeSH
Market value$2.69M
0.85%
Sole
0.00
Shared
0.00
None
16.32K
SPDR SER TR
SOLEShares63.35K
TypeSH
Market value$1.93M
0.61%
Sole
0.00
Shared
0.00
None
63.35K
ISHARES INC
SOLEShares27K
TypeSH
Market value$1.61M
0.50%
Sole
0.00
Shared
0.00
None
27K
SPDR SER TR
SOLEShares39.20K
TypeSH
Market value$1.60M
0.50%
Sole
0.00
Shared
0.00
None
39.20K
HONEYWELL INTL INC
SOLEShares8.07K
TypeSH
Market value$1.54M
0.48%
Sole
0.00
Shared
0.00
None
8.07K
UNITED PARCEL SERVICE INC
SOLEShares6.03K
TypeSH
Market value$1.17M
0.37%
Sole
0.00
Shared
0.00
None
6.03K
SCHWAB STRATEGIC TR
SOLEShares27.40K
TypeSH
Market value$1.15M
0.36%
Sole
0.00
Shared
0.00
None
27.40K
ISHARES TR
SOLEShares20.34K
TypeSH
Market value$1.02M
0.32%
Sole
0.00
Shared
0.00
None
20.34K
STARBUCKS CORP
SOLEShares9.16K
TypeSH
Market value$953.6K
0.30%
Sole
0.00
Shared
0.00
None
9.16K
VALMONT INDS INC
SOLEShares2.80K
TypeSH
Market value$894.0K
0.28%
Sole
0.00
Shared
0.00
None
2.80K
COSTCO WHSL CORP NEW
SOLEShares1.45K
TypeSH
Market value$719.1K
0.23%
Sole
0.00
Shared
0.00
None
1.45K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CONV BD ETF | 476.80K | SH | $34.62M 10.88% | 0.00 | 0.00 | 476.80K |
ISHARES INCSOLE | MSCI GERMANY ETF | 1.05M | SH | $29.77M 9.35% | 0.00 | 0.00 | 1.05M |
SPDR SER TRSOLE | PORTFOLIO LN TSR | 960.13K | SH | $29.65M 9.31% | 0.00 | 0.00 | 960.13K |
ISHARES TRSOLE | CORE MSCI EURO | 558.36K | SH | $29.25M 9.19% | 0.00 | 0.00 | 558.36K |
ISHARES TRSOLE | MSCI UK ETF NEW | 871.85K | SH | $28.13M 8.84% | 0.00 | 0.00 | 871.85K |
ISHARES INCSOLE | MSCI FRONTIER | 1.08M | SH | $27.64M 8.68% | 0.00 | 0.00 | 1.08M |
SPDR INDEX SHS FDSSOLE | GLB NAT RESRCE | 463.08K | SH | $26.44M 8.31% | 0.00 | 0.00 | 463.08K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 317.48K | SH | $26.30M 8.26% | 0.00 | 0.00 | 317.48K |
ISHARES INCSOLE | MSCI AUST ETF | 678.43K | SH | $15.56M 4.89% | 0.00 | 0.00 | 678.43K |
SCHWAB STRATEGIC TRSOLE | INT-TRM U.S TRES | 272.72K | SH | $13.75M 4.32% | 0.00 | 0.00 | 272.72K |
ISHARES INCSOLE | MSCI HONG KG ETF | 455.79K | SH | $9.37M 2.94% | 0.00 | 0.00 | 455.79K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 105.59K | SH | $5.31M 1.67% | 0.00 | 0.00 | 105.59K |
MICROSOFT CORPSOLE | COM | 17.01K | SH | $4.90M 1.54% | 0.00 | 0.00 | 17.01K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 27.61K | SH | $2.74M 0.86% | 0.00 | 0.00 | 27.61K |
APPLE INCSOLE | COM | 16.32K | SH | $2.69M 0.85% | 0.00 | 0.00 | 16.32K |
SPDR SER TRSOLE | BLOOMBERG INVT | 63.35K | SH | $1.93M 0.61% | 0.00 | 0.00 | 63.35K |
ISHARES INCSOLE | MSCI MEXICO ETF | 27K | SH | $1.61M 0.50% | 0.00 | 0.00 | 27K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 39.20K | SH | $1.60M 0.50% | 0.00 | 0.00 | 39.20K |
HONEYWELL INTL INCSOLE | COM | 8.07K | SH | $1.54M 0.48% | 0.00 | 0.00 | 8.07K |
UNITED PARCEL SERVICE INCSOLE | CL B | 6.03K | SH | $1.17M 0.37% | 0.00 | 0.00 | 6.03K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 27.40K | SH | $1.15M 0.36% | 0.00 | 0.00 | 27.40K |
ISHARES TRSOLE | BLACKROCK ULTRA | 20.34K | SH | $1.02M 0.32% | 0.00 | 0.00 | 20.34K |
STARBUCKS CORPSOLE | COM | 9.16K | SH | $953.6K 0.30% | 0.00 | 0.00 | 9.16K |
VALMONT INDS INCSOLE | COM | 2.80K | SH | $894.0K 0.28% | 0.00 | 0.00 | 2.80K |
COSTCO WHSL CORP NEWSOLE | COM | 1.45K | SH | $719.1K 0.23% | 0.00 | 0.00 | 1.45K |
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