Filed: 1/23/2023ACC: 0001616026-23-000001
📋 What this filing means
TRADEWINDS CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 524 equity positions with a total reported market value of $214.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
524
Positions
$214.81M
Total AUM (reported)
4.84M
Total Shares
Allocation by class
BLOOMBERG INVT$47.66M22.2%
PRTFLO S&P500 VL$28.33M13.2%
MSCI MEXICO ETF$27.58M12.8%
US SML CAP ETF$27.34M12.7%
COM$19.13M8.9%
SBI INT-UTILS$17.20M8.0%
SBI CONS STPLS$16.79M7.8%
Portfolio Concentration
Top 3$103.57M48.2%
4–10$83.49M38.9%
11–25$13.15M6.1%
Rest$14.59M6.8%
Top 3 weight
48.2%
Top 10 weight
87.1%
Voting Authority Distribution
Total shares with voting rights: 4.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole524
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings524
Rows:
SPDR SER TR
SOLEShares1.57M
TypeSH
Market value$47.66M
22.19%
Sole
0.00
Shared
0.00
None
1.57M
SPDR SER TR
SOLEShares728.55K
TypeSH
Market value$28.33M
13.19%
Sole
0.00
Shared
0.00
None
728.55K
ISHARES INC
SOLEShares557.78K
TypeSH
Market value$27.58M
12.84%
Sole
0.00
Shared
0.00
None
557.78K
SCHWAB STRATEGIC TR
SOLEShares674.96K
TypeSH
Market value$27.34M
12.73%
Sole
0.00
Shared
0.00
None
674.96K
SELECT SECTOR SPDR TR
SOLEShares243.94K
TypeSH
Market value$17.20M
8.01%
Sole
0.00
Shared
0.00
None
243.94K
SELECT SECTOR SPDR TR
SOLEShares225.26K
TypeSH
Market value$16.79M
7.82%
Sole
0.00
Shared
0.00
None
225.26K
SPDR SER TR
SOLEShares158.34K
TypeSH
Market value$10.25M
4.77%
Sole
0.00
Shared
0.00
None
158.34K
J P MORGAN EXCHANGE TRADED F
SOLEShares105.05K
TypeSH
Market value$5.27M
2.45%
Sole
0.00
Shared
0.00
None
105.05K
MICROSOFT CORP
SOLEShares16.56K
TypeSH
Market value$3.97M
1.85%
Sole
0.00
Shared
0.00
None
16.56K
ISHARES TR
SOLEShares27.61K
TypeSH
Market value$2.68M
1.25%
Sole
0.00
Shared
0.00
None
27.61K
APPLE INC
SOLEShares16K
TypeSH
Market value$2.08M
0.97%
Sole
0.00
Shared
0.00
None
16K
HONEYWELL INTL INC
SOLEShares8K
TypeSH
Market value$1.71M
0.80%
Sole
0.00
Shared
0.00
None
8K
UNITED PARCEL SERVICE INC
SOLEShares6.07K
TypeSH
Market value$1.06M
0.49%
Sole
0.00
Shared
0.00
None
6.07K
ISHARES TR
SOLEShares20.19K
TypeSH
Market value$1.01M
0.47%
Sole
0.00
Shared
0.00
None
20.19K
STARBUCKS CORP
SOLEShares9.79K
TypeSH
Market value$971.4K
0.45%
Sole
0.00
Shared
0.00
None
9.79K
VALMONT INDS INC
SOLEShares2.80K
TypeSH
Market value$925.9K
0.43%
Sole
0.00
Shared
0.00
None
2.80K
ISHARES INC
SOLEShares30.83K
TypeSH
Market value$685.3K
0.32%
Sole
0.00
Shared
0.00
None
30.83K
ISHARES INC
SOLEShares23.71K
TypeSH
Market value$663.2K
0.31%
Sole
0.00
Shared
0.00
None
23.71K
WASHINGTON FED INC
SOLEShares19K
TypeSH
Market value$637.5K
0.30%
Sole
0.00
Shared
0.00
None
19K
SCHWAB STRATEGIC TR
SOLEShares12.12K
TypeSH
Market value$627.6K
0.29%
Sole
0.00
Shared
0.00
None
12.12K
COSTCO WHSL CORP NEW
SOLEShares1.35K
TypeSH
Market value$618.3K
0.29%
Sole
0.00
Shared
0.00
None
1.35K
VANGUARD INDEX FDS
SOLEShares1.63K
TypeSH
Market value$573.4K
0.27%
Sole
0.00
Shared
0.00
None
1.63K
JOHNSON & JOHNSON
SOLEShares3.10K
TypeSH
Market value$547.1K
0.25%
Sole
0.00
Shared
0.00
None
3.10K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.70K
TypeSH
Market value$523.9K
0.24%
Sole
0.00
Shared
0.00
None
1.70K
AMAZON COM INC
SOLEShares6.18K
TypeSH
Market value$519.0K
0.24%
Sole
0.00
Shared
0.00
None
6.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG INVT | 1.57M | SH | $47.66M 22.19% | 0.00 | 0.00 | 1.57M |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 728.55K | SH | $28.33M 13.19% | 0.00 | 0.00 | 728.55K |
ISHARES INCSOLE | MSCI MEXICO ETF | 557.78K | SH | $27.58M 12.84% | 0.00 | 0.00 | 557.78K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 674.96K | SH | $27.34M 12.73% | 0.00 | 0.00 | 674.96K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 243.94K | SH | $17.20M 8.01% | 0.00 | 0.00 | 243.94K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 225.26K | SH | $16.79M 7.82% | 0.00 | 0.00 | 225.26K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 158.34K | SH | $10.25M 4.77% | 0.00 | 0.00 | 158.34K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 105.05K | SH | $5.27M 2.45% | 0.00 | 0.00 | 105.05K |
MICROSOFT CORPSOLE | COM | 16.56K | SH | $3.97M 1.85% | 0.00 | 0.00 | 16.56K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 27.61K | SH | $2.68M 1.25% | 0.00 | 0.00 | 27.61K |
APPLE INCSOLE | COM | 16K | SH | $2.08M 0.97% | 0.00 | 0.00 | 16K |
HONEYWELL INTL INCSOLE | COM | 8K | SH | $1.71M 0.80% | 0.00 | 0.00 | 8K |
UNITED PARCEL SERVICE INCSOLE | CL B | 6.07K | SH | $1.06M 0.49% | 0.00 | 0.00 | 6.07K |
ISHARES TRSOLE | BLACKROCK ULTRA | 20.19K | SH | $1.01M 0.47% | 0.00 | 0.00 | 20.19K |
STARBUCKS CORPSOLE | COM | 9.79K | SH | $971.4K 0.45% | 0.00 | 0.00 | 9.79K |
VALMONT INDS INCSOLE | COM | 2.80K | SH | $925.9K 0.43% | 0.00 | 0.00 | 2.80K |
ISHARES INCSOLE | MSCI AUST ETF | 30.83K | SH | $685.3K 0.32% | 0.00 | 0.00 | 30.83K |
ISHARES INCSOLE | MSCI BRAZIL ETF | 23.71K | SH | $663.2K 0.31% | 0.00 | 0.00 | 23.71K |
WASHINGTON FED INCSOLE | COM | 19K | SH | $637.5K 0.30% | 0.00 | 0.00 | 19K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 12.12K | SH | $627.6K 0.29% | 0.00 | 0.00 | 12.12K |
COSTCO WHSL CORP NEWSOLE | COM | 1.35K | SH | $618.3K 0.29% | 0.00 | 0.00 | 1.35K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 1.63K | SH | $573.4K 0.27% | 0.00 | 0.00 | 1.63K |
JOHNSON & JOHNSONSOLE | COM | 3.10K | SH | $547.1K 0.25% | 0.00 | 0.00 | 3.10K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.70K | SH | $523.9K 0.24% | 0.00 | 0.00 | 1.70K |
AMAZON COM INCSOLE | COM | 6.18K | SH | $519.0K 0.24% | 0.00 | 0.00 | 6.18K |
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