Filed: 11/14/2023ACC: 0001533421-23-000011
📋 What this filing means
TOWER RESEARCH CAPITAL LLC (TRC) filed this quarterly 13F‑HR report disclosing 5935 equity positions with a total reported market value of $3.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5935
Positions
$3.20B
Total AUM (reported)
54.66M
Total Shares
Allocation by class
COM$2.13B66.5%
CL A$150.91M4.7%
COM NEW$69.98M2.2%
SHS$48.83M1.5%
CAP STK CL A$47.31M1.5%
CAP STK CL C$42.31M1.3%
COM CL A$40.49M1.3%
Portfolio Concentration
Top 3$385.73M12.1%
4–10$306.21M9.6%
11–25$288.70M9.0%
Rest$2.22B69.3%
Top 3 weight
12.1%
Top 10 weight
21.6%
Voting Authority Distribution
Total shares with voting rights: 54.66M
Sole
Full voting authority
54.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other5935
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5935
Rows:
APPLE INC
OTRShares920.56K
TypeSH
Market value$157.61M
4.93%
Sole
920.56K
Shared
0.00
None
0.00
MICROSOFT CORP
OTRShares489.45K
TypeSH
Market value$154.54M
4.83%
Sole
489.45K
Shared
0.00
None
0.00
AMAZON COM INC
OTRShares578.84K
TypeSH
Market value$73.58M
2.30%
Sole
578.84K
Shared
0.00
None
0.00
NVIDIA CORPORATION
OTRShares152.93K
TypeSH
Market value$66.52M
2.08%
Sole
152.93K
Shared
0.00
None
0.00
ALPHABET INC
OTRShares361.53K
TypeSH
Market value$47.31M
1.48%
Sole
361.53K
Shared
0.00
None
0.00
TESLA INC
OTRShares189.03K
TypeSH
Market value$47.30M
1.48%
Sole
189.03K
Shared
0.00
None
0.00
ALPHABET INC
OTRShares320.92K
TypeSH
Market value$42.31M
1.32%
Sole
320.92K
Shared
0.00
None
0.00
META PLATFORMS INC
OTRShares136.99K
TypeSH
Market value$41.13M
1.29%
Sole
136.99K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
OTRShares88.22K
TypeSH
Market value$30.90M
0.97%
Sole
88.22K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
OTRShares67.31K
TypeSH
Market value$30.74M
0.96%
Sole
67.31K
Shared
0.00
None
0.00
BROADCOM INC
OTRShares28.79K
TypeSH
Market value$23.91M
0.75%
Sole
28.79K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
OTRShares164.34K
TypeSH
Market value$23.83M
0.75%
Sole
164.34K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares306.91K
TypeSH
Market value$21.15M
0.66%
Sole
306.91K
Shared
0.00
None
0.00
VISA INC
OTRShares91.27K
TypeSH
Market value$20.99M
0.66%
Sole
91.27K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
OTRShares199.60K
TypeSH
Market value$20.52M
0.64%
Sole
199.60K
Shared
0.00
None
0.00
EXXON MOBIL CORP
OTRShares170.06K
TypeSH
Market value$20.00M
0.63%
Sole
170.06K
Shared
0.00
None
0.00
ADOBE INC
OTRShares39.19K
TypeSH
Market value$19.98M
0.63%
Sole
39.19K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
OTRShares34.24K
TypeSH
Market value$19.34M
0.61%
Sole
34.24K
Shared
0.00
None
0.00
INVESCO QQQ TR
OTRShares51.55K
TypeSH
Market value$18.47M
0.58%
Sole
51.55K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
OTRShares124.58K
TypeSH
Market value$18.17M
0.57%
Sole
124.58K
Shared
0.00
None
0.00
PEPSICO INC
OTRShares104.62K
TypeSH
Market value$17.73M
0.55%
Sole
104.62K
Shared
0.00
None
0.00
ELI LILLY & CO
OTRShares31.46K
TypeSH
Market value$16.90M
0.53%
Sole
31.46K
Shared
0.00
None
0.00
HOME DEPOT INC
OTRShares54.16K
TypeSH
Market value$16.37M
0.51%
Sole
54.16K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
OTRShares39.85K
TypeSH
Market value$15.78M
0.49%
Sole
39.85K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
OTRShares99.87K
TypeSH
Market value$15.55M
0.49%
Sole
99.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCOTR | COM | 920.56K | SH | $157.61M 4.93% | 920.56K | 0.00 | 0.00 |
MICROSOFT CORPOTR | COM | 489.45K | SH | $154.54M 4.83% | 489.45K | 0.00 | 0.00 |
AMAZON COM INCOTR | COM | 578.84K | SH | $73.58M 2.30% | 578.84K | 0.00 | 0.00 |
NVIDIA CORPORATIONOTR | COM | 152.93K | SH | $66.52M 2.08% | 152.93K | 0.00 | 0.00 |
ALPHABET INCOTR | CAP STK CL A | 361.53K | SH | $47.31M 1.48% | 361.53K | 0.00 | 0.00 |
TESLA INCOTR | COM | 189.03K | SH | $47.30M 1.48% | 189.03K | 0.00 | 0.00 |
ALPHABET INCOTR | CAP STK CL C | 320.92K | SH | $42.31M 1.32% | 320.92K | 0.00 | 0.00 |
META PLATFORMS INCOTR | CL A | 136.99K | SH | $41.13M 1.29% | 136.99K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELOTR | CL B NEW | 88.22K | SH | $30.90M 0.97% | 88.22K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TROTR | UTSER1 S&PDCRP | 67.31K | SH | $30.74M 0.96% | 67.31K | 0.00 | 0.00 |
BROADCOM INCOTR | COM | 28.79K | SH | $23.91M 0.75% | 28.79K | 0.00 | 0.00 |
JPMORGAN CHASE & COOTR | COM | 164.34K | SH | $23.83M 0.75% | 164.34K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 306.91K | SH | $21.15M 0.66% | 306.91K | 0.00 | 0.00 |
VISA INCOTR | COM CL A | 91.27K | SH | $20.99M 0.66% | 91.27K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCOTR | COM | 199.60K | SH | $20.52M 0.64% | 199.60K | 0.00 | 0.00 |
EXXON MOBIL CORPOTR | COM | 170.06K | SH | $20.00M 0.63% | 170.06K | 0.00 | 0.00 |
ADOBE INCOTR | COM | 39.19K | SH | $19.98M 0.63% | 39.19K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWOTR | COM | 34.24K | SH | $19.34M 0.61% | 34.24K | 0.00 | 0.00 |
INVESCO QQQ TROTR | UNIT SER 1 | 51.55K | SH | $18.47M 0.58% | 51.55K | 0.00 | 0.00 |
PROCTER AND GAMBLE COOTR | COM | 124.58K | SH | $18.17M 0.57% | 124.58K | 0.00 | 0.00 |
PEPSICO INCOTR | COM | 104.62K | SH | $17.73M 0.55% | 104.62K | 0.00 | 0.00 |
ELI LILLY & COOTR | COM | 31.46K | SH | $16.90M 0.53% | 31.46K | 0.00 | 0.00 |
HOME DEPOT INCOTR | COM | 54.16K | SH | $16.37M 0.51% | 54.16K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDOTR | CL A | 39.85K | SH | $15.78M 0.49% | 39.85K | 0.00 | 0.00 |
JOHNSON & JOHNSONOTR | COM | 99.87K | SH | $15.55M 0.49% | 99.87K | 0.00 | 0.00 |
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